{"id":222,"date":"2007-09-11T07:22:37","date_gmt":"2007-09-11T07:22:37","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2007\/09\/finra_is_being_pushed_to"},"modified":"2021-09-20T15:44:11","modified_gmt":"2021-09-20T20:44:11","slug":"finra-is-being-pushed-to","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/finra-is-being-pushed-to\/","title":{"rendered":"FINRA Is Pressured to Cut Ties Between Public Arbitrators and the Industry"},"content":{"rendered":"

\t\t\t\tIndustry arbitration critics want the Financial Industry Regulator Authority to forbid “public” arbitrators from having any connections to the industry. Although the majority of arbitration panels in the industry continue to be made up of one industry member and two “public” panelists, critics say that the public members are not actually public-especially if the arbitrator has any industry ties.<\/p>\n

Investor attorneys want FINRA to adopt a “zero tolerance” policy toward any public arbitrators that have a connection to the industry.<\/p>\n

Public arbitrators currently can have up to 10% of their yearly income from the last two years come from clients that participate in activities related to the securities industry. <\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Industry arbitration critics want the Financial Industry Regulator Authority to forbid “public” arbitrators from having any connections to the industry. Although the majority of arbitration panels in the industry continue to be made up of one industry member and two “public” panelists, critics say that the public members are not actually public-especially if the arbitrator […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3798,3739],"tags":[],"class_list":["post-222","post","type-post","status-publish","format-standard","hentry","category-arbitration","category-finra"],"yoast_head":"\nFINRA Is Pressured to Cut Ties Between Public Arbitrators and the Industry — Investor Lawyers Blog — September 11, 2007<\/title>\n<meta name=\"description\" content=\"Industry arbitration critics want the Financial Industry Regulator Authority to forbid "public" arbitrators from having any connections to the industry. — September 11, 2007\" \/>\n<meta name=\"robots\" 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