{"id":28295,"date":"2022-06-10T09:28:49","date_gmt":"2022-06-10T14:28:49","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=28295"},"modified":"2022-06-10T09:28:49","modified_gmt":"2022-06-10T14:28:49","slug":"berthel-fisher-steve-cummings-claims","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/berthel-fisher-steve-cummings-claims\/","title":{"rendered":"Fired Berthel Fisher Broker Steve Cummings\u2019 Customers Report Investment Losses"},"content":{"rendered":"

Ex-Alabama Financial Advisor Has Been Accused of Misrepresentations and Unsuitability<\/span><\/h2>\n

Our knowledgeable broker misconduct attorneys are investigating claims of losses by customers of ex-Berthel Fisher & Co. registered representative Steve Jeffrey Cummings. In July 2021, claimants filed a Financial Industry Regulatory Authority (FINRA) arbitration claim for $250K in damages.\u00a0<\/span><\/p>\n

The customers contend that they were sold unsuitable investments between 2010 and 2015 and that Cummings allegedly made misrepresentations to them. They believe brokerage firm Berthel Fisher <\/span>failed to supervise<\/span><\/a> its Alabama broker and did not conduct proper due diligence. In 2017, Berthel Fisher fired Cummings over allegations that he did not disclose tax liens in a timely fashion.\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ex-Alabama Financial Advisor Has Been Accused of Misrepresentations and Unsuitability Our knowledgeable broker misconduct attorneys are investigating claims of losses by customers of ex-Berthel Fisher & Co. registered representative Steve Jeffrey Cummings. In July 2021, claimants filed a Financial Industry Regulatory Authority (FINRA) arbitration claim for $250K in damages.\u00a0 The customers contend that they were […]<\/p>\n","protected":false},"author":2,"featured_media":28296,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4737,3783],"tags":[2612,4196,2563,4750],"class_list":["post-28295","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-berthel-fisher","category-broker-misconduct","tag-berthel-fisher","tag-broker-misconduct","tag-misrepresentations-and-omissions","tag-steve-cummings"],"yoast_head":"\nEx-Berthel Fisher Broker Steve Cummings Accused of Misrepresentation<\/title>\n<meta name=\"description\" content=\"Customers of ex-Berthel Fisher broker allege he acted negligently by making unsuitable recommendations and misrepresenting risks\" \/>\n<meta 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