{"id":28360,"date":"2022-07-13T11:23:51","date_gmt":"2022-07-13T16:23:51","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=28360"},"modified":"2022-07-13T11:23:51","modified_gmt":"2022-07-13T16:23:51","slug":"ubs-customers-paid-for-their-losses","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-customers-paid-for-their-losses\/","title":{"rendered":"UBS Must Pay Over $2.5M to Yield Enhancement Strategy Investors"},"content":{"rendered":"

Two FINRA Arbitration Panels Order Firm To Pay UBS YES Customers for Their Losses\u00a0<\/span><\/h2>\n

In separate UBS Yield Enhancement Strategy (UBS YES) investor cases, two Financial Industry Regulatory Authority (FINRA) arbitration panels have awarded <\/span>UBS Financial Services<\/span><\/a> customers $1.18M and $1.4M, respectively. These are the latest awards against the broker-dealer, whose high-net-worth investors have lost significant sums of money in the firm\u2019s proprietary, complex options trading strategy.\u00a0<\/span><\/p>\n

Due to the most recent rulings, the broken dealer will have to pay UBS YES customers more than $7.6M in 2022. In May, two investors were awarded $3.9M. Various other UBS YES customers were awarded $1.2M in March, and In February 2022, a claimant and two of his family trusts were also awarded $1.875M.<\/span>\u00a0<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Two FINRA Arbitration Panels Order Firm To Pay UBS YES Customers for Their Losses\u00a0 In separate UBS Yield Enhancement Strategy (UBS YES) investor cases, two Financial Industry Regulatory Authority (FINRA) arbitration panels have awarded UBS Financial Services customers $1.18M and $1.4M, respectively. These are the latest awards against the broker-dealer, whose high-net-worth investors have lost […]<\/p>\n","protected":false},"author":2,"featured_media":28361,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3755],"tags":[3000,4301,4150],"class_list":["post-28360","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ubs","tag-ubs","tag-ubs-yes-strategy","tag-ubs-yield-enhancement-strategy"],"yoast_head":"\nSSEK Securities Lawyers File Claims Against UBS Law Firm<\/title>\n<meta name=\"description\" content=\"Securities lawyers at SSEK are investigating UBS financial services. If you are an investor claiming losses, contact SSEK for a free consultation\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-customers-paid-for-their-losses\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Securities Lawyers File Claims Against UBS Law Firm\" \/>\n<meta name=\"twitter:description\" content=\"Securities lawyers at SSEK are investigating UBS financial services. If you are an investor claiming losses, contact SSEK for a free consultation\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/07\/Securities-lawyer-petition-against-UBS-Law-Firm..jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SSEK Securities Lawyers File Claims Against UBS Law Firm","description":"Securities lawyers at SSEK are investigating UBS financial services. 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