{"id":28497,"date":"2022-08-23T09:00:06","date_gmt":"2022-08-23T14:00:06","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=28497"},"modified":"2023-09-13T16:16:14","modified_gmt":"2023-09-13T21:16:14","slug":"ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/","title":{"rendered":"UBS YES Customers of Houston Broker William Huthnance Are Pursuing $1.8M in Damages"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Investors Allege Unsuitability and Misrepresentations<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Our <\/span><a href=\"https:\/\/link.edgepilot.com\/s\/02e3fed6\/bOZavpUqKU6wY8tbizireQ?u=https:\/\/www.investorlawyers.com\/ubs-yield-enhancement-strategy.html\"><span style=\"font-weight: 400;\">UBS Yield Enhancement Strategy (UBS YES)<\/span><\/a><span style=\"font-weight: 400;\"> investment loss attorneys are speaking with customers of <\/span><a href=\"https:\/\/link.edgepilot.com\/s\/69cf8cc2\/m-i97jSkDk_05ndI_L2juw?u=https:\/\/www.investorlawyers.com\/ubs-ag-and-entities.html\"><span style=\"font-weight: 400;\">UBS Financial Services<\/span><\/a><span style=\"font-weight: 400;\"> broker William Word Huthnance in Houston, Texas. Huthnance, who has worked for 20 years in the industry, is accused of allegedly unsuitably recommending the firm&#8217;s risky iron condor strategy to customers while purportedly making misrepresentations and omissions to them.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Already, one claimant reached a $580K settlement over their UBS YES losses, as well as losses involving purportedly unsuitably recommended hedge funds, structured notes, and private equity fund recommendations.\u00a0<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/\"  title=\"Continue Reading UBS YES Customers of Houston Broker William Huthnance Are Pursuing $1.8M in Damages\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investors Allege Unsuitability and Misrepresentations Our UBS Yield Enhancement Strategy (UBS YES) investment loss attorneys are speaking with customers of UBS Financial Services broker William Word Huthnance in Houston, Texas. Huthnance, who has worked for 20 years in the industry, is accused of allegedly unsuitably recommending the firm&#8217;s risky iron condor strategy to customers while [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":28498,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,3755],"tags":[4674,4301],"class_list":["post-28497","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-ubs","tag-ubs-yes","tag-ubs-yes-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>UBS Financial Services Broker Accused of Unsuitability | SSEK<\/title>\n<meta name=\"description\" content=\"William Huthnance, a UBS Financial Services broker, is allegedly accused of misrepresentation and unsuitability. Find out more at SSEK Law Firm.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"UBS Financial Services Broker Accused of Unsuitability | SSEK\" \/>\n<meta name=\"twitter:description\" content=\"William Huthnance, a UBS Financial Services broker, is allegedly accused of misrepresentation and unsuitability. Find out more at SSEK Law Firm.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/08\/A-banner-reading-\u2018UBS-with-the-USB-logo-.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"UBS Financial Services Broker Accused of Unsuitability | SSEK","description":"William Huthnance, a UBS Financial Services broker, is allegedly accused of misrepresentation and unsuitability. 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Find out more at SSEK Law Firm.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/08\/A-banner-reading-\u2018UBS-with-the-USB-logo-.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"UBS YES Customers of Houston Broker William Huthnance Are Pursuing $1.8M in Damages","datePublished":"2022-08-23T14:00:06+00:00","dateModified":"2023-09-13T21:16:14+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/"},"wordCount":534,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/08\/A-banner-reading-\u2018UBS-with-the-USB-logo-.jpg","keywords":["UBS YES","UBS YES Strategy"],"articleSection":["Current Investigations","UBS"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/","url":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/","name":"UBS Financial Services Broker Accused of Unsuitability | SSEK","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ubs-financial-service-broker-accused-of-misrepresentation-and-investment-losses\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/08\/A-banner-reading-\u2018UBS-with-the-USB-logo-.jpg","datePublished":"2022-08-23T14:00:06+00:00","dateModified":"2023-09-13T21:16:14+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"William Huthnance, a UBS Financial Services broker, is allegedly accused of misrepresentation and unsuitability. 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