{"id":28589,"date":"2022-09-08T13:36:15","date_gmt":"2022-09-08T18:36:15","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=28589"},"modified":"2022-09-08T13:44:46","modified_gmt":"2022-09-08T18:44:46","slug":"ssek-law-firm-wins-ubs-yes-award-north-carolina-couple","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-law-firm-wins-ubs-yes-award-north-carolina-couple\/","title":{"rendered":"SSEK Law Firm Wins More than $468,000 UBS YES Award for North Carolina Couple"},"content":{"rendered":"<h2><span style=\"font-weight: 400;\">Third Yield Enhancement Strategy Investors Award for Seasoned Securities Fraud Law Firm<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Shepherd Smith Edwards and Kantas (SSEK Law Firm at <a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) is thrilled to announce that on September 1, 2022, a Financial Industry Regulatory Authority (FINRA) arbitration panel ordered <a href=\"https:\/\/www.investorlawyers.com\/ubs-ag-and-entities.html\">UBS Financial Services (UBS)<\/a> to pay $468,126 to two customers and their trust over losses they sustained in the firm\u2019s <a href=\"https:\/\/www.investorlawyers.com\/ubs-yield-enhancement-strategy.html\">UBS Yield Enhancement Strategy program<\/a>. The award was a unanimous ruling by three FINRA arbitrators. It was a full recovery for the investors, including more than $343,000 in compensatory damages, more than $100,000 in legal fees, and over $24,000 in costs.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">On September 2, 2022, <a href=\"https:\/\/www.investmentnews.com\/finra-arbitrators-award-468126-to-customers-who-invested-in-ubs-yes-product-226079\"><em>InvestmentNews<\/em> reported on SSEK Law Firm&#8217;s win against UBS<\/a> and interviewed our <a href=\"https:\/\/www.investorlawyers.com\/samuel-b-edwards.html\">Managing Partner Sam Edwards<\/a>. This is our firm\u2019s third <a href=\"https:\/\/www.investorlawyers.com\/ubs-yield-enhancement-strategy.html\">UBS YES loss attorneys<\/a>\u2019 arbitration award that we\u2019ve won for investors who were never fully apprised of the risks involved in the firm\u2019s options overlay strategy, experiencing securities fraud. Our securities attorneys&#8217; earlier wins were a <a href=\"https:\/\/www.investorlawyers.com\/blog\/400k-ubs-yes-finra-arbitration-award-win\/\">$400K Yield Enhancement Strategy award<\/a> on behalf of Maryland investors and another award on behalf of a Texas investor.<\/span><\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-law-firm-wins-ubs-yes-award-north-carolina-couple\/\"  title=\"Continue Reading SSEK Law Firm Wins More than $468,000 UBS YES Award for North Carolina Couple\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Third Yield Enhancement Strategy Investors Award for Seasoned Securities Fraud Law Firm Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is thrilled to announce that on September 1, 2022, a Financial Industry Regulatory Authority (FINRA) arbitration panel ordered UBS Financial Services (UBS) to pay $468,126 to two customers and their trust over losses [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":28591,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,3755],"tags":[4674,4301],"class_list":["post-28589","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-ubs","tag-ubs-yes","tag-ubs-yes-strategy"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SSEK Law Firm Wins UBS YES Award for North Carolina Couple<\/title>\n<meta name=\"description\" content=\"Our 3rd UBS YES loss attorneys\u2019 arbitration award for investors who weren&#039;t apprised of the risks involved in the firm\u2019s options overlay strategy\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-law-firm-wins-ubs-yes-award-north-carolina-couple\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Law Firm Wins UBS YES Award for North Carolina Couple\" \/>\n<meta name=\"twitter:description\" content=\"Our 3rd UBS YES loss attorneys\u2019 arbitration award for investors who weren&#039;t apprised of the risks involved in the firm\u2019s options overlay strategy\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/09\/UBS-Sign.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; 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