{"id":28698,"date":"2022-09-22T14:25:53","date_gmt":"2022-09-22T19:25:53","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=28698"},"modified":"2022-09-23T10:04:58","modified_gmt":"2022-09-23T15:04:58","slug":"joseph-stone-capital-broker-trading","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/joseph-stone-capital-broker-trading\/","title":{"rendered":"Did Your Joseph Stone Capital Broker Excessively Trade in Your Account?"},"content":{"rendered":"

Customers Who Are The Victims of Churning May Be Able To Recover Damages\u00a0<\/span><\/h2>\n

The Financial Industry Regulatory Authority (FINRA) has ordered Joseph Stone Capital and a number of its registered representatives to pay $1M in restitution for allegedly excessively trading in customers\u2019 accounts. This includes $825K in restitution from the broker-dealers and $211K from eight current and ex-Joseph Stone brokers, all of whom have been suspended.\u00a0<\/span><\/p>\n

Three Joseph Stone supervisors were also suspended for allegedly not doing enough to identify or address red flags warning of this purported broker misconduct. Two other Joseph Stone representatives were barred for not responding to FINRA\u2019s requests for more information in its investigation.<\/span><\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Customers Who Are The Victims of Churning May Be Able To Recover Damages\u00a0 The Financial Industry Regulatory Authority (FINRA) has ordered Joseph Stone Capital and a number of its registered representatives to pay $1M in restitution for allegedly excessively trading in customers\u2019 accounts. This includes $825K in restitution from the broker-dealers and $211K from eight […]<\/p>\n","protected":false},"author":2,"featured_media":28699,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3775],"tags":[2876],"class_list":["post-28698","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-churning","tag-excessive-trading"],"yoast_head":"\nJoseph Stone Capital Broker Excessively Trades in Accounts<\/title>\n<meta name=\"description\" content=\"Did your Joseph Stone Capital broker excessively trade in your account? We can help you pursue your losses with a seasoned securities attorney.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/joseph-stone-capital-broker-trading\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Joseph Stone Capital Broker Excessively Trades in Accounts\" \/>\n<meta name=\"twitter:description\" content=\"Did your Joseph Stone Capital broker excessively trade in your account? We can help you pursue your losses with a seasoned securities attorney.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2022\/09\/two-business-people-having-a-meeting.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Joseph Stone Capital Broker Excessively Trades in Accounts","description":"Did your Joseph Stone Capital broker excessively trade in your account? 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