{"id":29090,"date":"2023-02-15T21:01:01","date_gmt":"2023-02-16T03:01:01","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29090"},"modified":"2023-02-15T21:01:01","modified_gmt":"2023-02-16T03:01:01","slug":"broker-negligence-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/","title":{"rendered":"Broker Negligence Lawyers"},"content":{"rendered":"<p><strong>When Unsuitable Structured Product Recommendations Lead To Investor Losses<\/strong><\/p>\n<p><strong>Centaurus Financial &amp; Brokers Fined Over $1M For Marketing Variable Interest Rate Investments To Retail Customers<\/strong><\/p>\n<p>Once again, <a href=\"https:\/\/www.investorlawyers.com\/centaurus-financial.html\">Centaurus Financial<\/a> is making headlines for allegedly unsuitably recommending financial products that were too risky for retail customers. This time the investments were variable interest rate structured products, which are complex, illiquid, and have maturity rates of 15 years or greater.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/\"  title=\"Continue Reading Broker Negligence Lawyers\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>When Unsuitable Structured Product Recommendations Lead To Investor Losses Centaurus Financial &amp; Brokers Fined Over $1M For Marketing Variable Interest Rate Investments To Retail Customers Once again, Centaurus Financial is making headlines for allegedly unsuitably recommending financial products that were too risky for retail customers. This time the investments were variable interest rate structured products, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":19603,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3783,4769],"tags":[4771],"class_list":["post-29090","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-misconduct","category-broker-negligence","tag-broker-negligence-lawyers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Negligence Lawyers<\/title>\n<meta name=\"description\" content=\"How Can Our Broker Negligence Lawyers Help?\u00a0We offer investors unparalleled securities law representation and quality personal attention.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Negligence Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"How Can Our Broker Negligence Lawyers Help?\u00a0We offer investors unparalleled securities law representation and quality personal attention.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/pexels-sora-shimazaki-5668858-1.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Negligence Lawyers","description":"How Can Our Broker Negligence Lawyers Help?\u00a0We offer investors unparalleled securities law representation and quality personal attention.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/","twitter_card":"summary_large_image","twitter_title":"Broker Negligence Lawyers","twitter_description":"How Can Our Broker Negligence Lawyers Help?\u00a0We offer investors unparalleled securities law representation and quality personal attention.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/pexels-sora-shimazaki-5668858-1.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Broker Negligence Lawyers","datePublished":"2023-02-16T03:01:01+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/"},"wordCount":426,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/pexels-sora-shimazaki-5668858-1.jpg","keywords":["Broker Negligence Lawyers"],"articleSection":["Broker Misconduct","Broker negligence"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/","url":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/","name":"Broker Negligence Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/pexels-sora-shimazaki-5668858-1.jpg","datePublished":"2023-02-16T03:01:01+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"How Can Our Broker Negligence Lawyers Help?\u00a0We offer investors unparalleled securities law representation and quality personal attention.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/pexels-sora-shimazaki-5668858-1.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2021\/03\/pexels-sora-shimazaki-5668858-1.jpg","width":640,"height":426,"caption":"LPL Financial broker, Rhett Bedwell has been barred by FINRA."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyers\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Broker Negligence Lawyers"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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