{"id":29300,"date":"2023-06-01T23:45:28","date_gmt":"2023-06-02T04:45:28","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29300"},"modified":"2023-06-01T23:45:28","modified_gmt":"2023-06-02T04:45:28","slug":"broker-dealer-negligence-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/","title":{"rendered":"Broker-Dealer Negligence Attorneys"},"content":{"rendered":"

When Retirees Are Targeted By Brokers in Ponzi Scams<\/strong><\/p>\n

Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods<\/strong><\/p>\n

A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered\u00a0Oppenheimer & Co.<\/a> to pay five Florida retirees and two trusts nearly $14M in losses they sustained in the $110M Horizon Private Equity III Ponzi scam run by its former Atlanta broker John J. Woods<\/a>. The investors in this case, mostly ex-Delta Air Lines pilots and Air Force veterans, relied on the ongoing dividends from the Fund to support themselves and were devastated to discover that their investments were, in fact, worthless. The claimants contend that Woods had guaranteed high returns while claiming that their principal would stay safe.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered\u00a0Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they sustained in the $110M Horizon […]<\/p>\n","protected":false},"author":2,"featured_media":29303,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4769,3762,4055],"tags":[4884],"class_list":["post-29300","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-negligence","category-current-investigations","category-featured-investigation","tag-broker-dealer-negligence-attorneys"],"yoast_head":"\nBroker-Dealer Negligence Attorneys<\/title>\n<meta name=\"description\" content=\"Broker-Dealer Negligence Attorneys\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker-Dealer Negligence Attorneys\" \/>\n<meta name=\"twitter:description\" content=\"Broker-Dealer Negligence Attorneys\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker-Dealer Negligence Attorneys","description":"Broker-Dealer Negligence Attorneys","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/","twitter_card":"summary_large_image","twitter_title":"Broker-Dealer Negligence Attorneys","twitter_description":"Broker-Dealer Negligence Attorneys","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards & Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/"},"author":{"name":"Shepherd Smith Edwards & Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Broker-Dealer Negligence Attorneys","datePublished":"2023-06-02T04:45:28+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/"},"wordCount":667,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg","keywords":["Broker-Dealer Negligence Attorneys"],"articleSection":["Broker negligence","Current Investigations","Featured Investigation"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/","url":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/","name":"Broker-Dealer Negligence Attorneys","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg","datePublished":"2023-06-02T04:45:28+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Broker-Dealer Negligence Attorneys","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg","width":600,"height":401,"caption":"Broker-Dealer Negligence Attorneys"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-dealer-negligence-attorneys\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Broker-Dealer Negligence Attorneys"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards & Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards & Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards & Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/05\/Broker-Dealer-Negligence-Attorneys.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-7CA","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/29300","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=29300"}],"version-history":[{"count":3,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/29300\/revisions"}],"predecessor-version":[{"id":29304,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/29300\/revisions\/29304"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/29303"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=29300"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=29300"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=29300"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}