{"id":29417,"date":"2023-07-17T22:57:00","date_gmt":"2023-07-18T03:57:00","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29417"},"modified":"2024-03-28T13:09:44","modified_gmt":"2024-03-28T18:09:44","slug":"overconcentration-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/overconcentration-lawyers\/","title":{"rendered":"Overconcentration Lawyers"},"content":{"rendered":"<p><strong>Can You Hold Your Broker-Dealer Liable for Your Portfolio Losses?<\/strong><\/p>\n<p><strong>UBS Ordered To Pay Senior Investor More Than $532K For Alleged Overconcentration\u00a0<\/strong><\/p>\n<p>Broker-dealers have a duty to make sure they properly diversify clients\u2019 accounts, including making sure that their financial advisors don\u2019t concentrate too much of any investor\u2019s money on one particular investment or asset class. Unfortunately, <a href=\"https:\/\/www.investorlawyers.com\/overconcentration-investment-lawyers.html\">overconcentration<\/a> by a broker is one of the reasons that investors lose money.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/overconcentration-lawyers\/\"  title=\"Continue Reading Overconcentration Lawyers\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Can You Hold Your Broker-Dealer Liable for Your Portfolio Losses? UBS Ordered To Pay Senior Investor More Than $532K For Alleged Overconcentration\u00a0 Broker-dealers have a duty to make sure they properly diversify clients\u2019 accounts, including making sure that their financial advisors don\u2019t concentrate too much of any investor\u2019s money on one particular investment or asset [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":29382,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[4916],"class_list":["post-29417","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-overconcentration-lawyers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Overconcentration Lawyers<\/title>\n<meta name=\"description\" content=\"Overconcentration Lawyers\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/overconcentration-lawyers\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Overconcentration Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"Overconcentration Lawyers\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/06\/Overconcentration-Attorneys.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Overconcentration Lawyers","description":"Overconcentration Lawyers","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/overconcentration-lawyers\/","twitter_card":"summary_large_image","twitter_title":"Overconcentration Lawyers","twitter_description":"Overconcentration Lawyers","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/06\/Overconcentration-Attorneys.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/overconcentration-lawyers\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/overconcentration-lawyers\/"},"author":{"name":"Shepherd Smith Edwards &amp; 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