{"id":29456,"date":"2023-08-01T20:55:29","date_gmt":"2023-08-02T01:55:29","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29456"},"modified":"2023-08-01T20:55:29","modified_gmt":"2023-08-02T01:55:29","slug":"selling-away-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/selling-away-lawyers\/","title":{"rendered":"Selling Away Lawyers"},"content":{"rendered":"<p><strong>What To Know About Broker Selling Away<\/strong><\/p>\n<p><strong>Ex-American Trust Financial Advisor David Geake Is Barred Following 25 Customer Disputes<\/strong><\/p>\n<p>The Financial Industry Regulatory Authority (FINRA) has barred former stockbroker David Geake for alleged broker misconduct. Geake, who most recently was an American Trust Investment Services financial advisor, has\u00a0<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3088891\">25 customer disputes<\/a>\u00a0on his CRD. He was fired from another broker-dealer Ausdel Financial Partners for allegedly\u00a0<a href=\"https:\/\/www.investorlawyers.com\/selling-away.html\">selling away,<\/a>\u00a0which appears to be the reason for the industry bar.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/selling-away-lawyers\/\"  title=\"Continue Reading Selling Away Lawyers\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>What To Know About Broker Selling Away Ex-American Trust Financial Advisor David Geake Is Barred Following 25 Customer Disputes The Financial Industry Regulatory Authority (FINRA) has barred former stockbroker David Geake for alleged broker misconduct. Geake, who most recently was an American Trust Investment Services financial advisor, has\u00a025 customer disputes\u00a0on his CRD. He was fired [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":29474,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[4928],"class_list":["post-29456","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-selling-away-lawyers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Selling Away Lawyers<\/title>\n<meta name=\"description\" content=\"Selling Away Lawyers\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/selling-away-lawyers\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Selling Away Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"Selling Away Lawyers\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/07\/Selling-Away-Lawyers.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Selling Away Lawyers","description":"Selling Away Lawyers","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/selling-away-lawyers\/","twitter_card":"summary_large_image","twitter_title":"Selling Away Lawyers","twitter_description":"Selling Away Lawyers","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/07\/Selling-Away-Lawyers.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/selling-away-lawyers\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/selling-away-lawyers\/"},"author":{"name":"Shepherd Smith Edwards &amp; 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