{"id":29784,"date":"2023-12-20T23:20:53","date_gmt":"2023-12-21T05:20:53","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29784"},"modified":"2024-04-30T22:41:28","modified_gmt":"2024-05-01T03:41:28","slug":"securities-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/","title":{"rendered":"Securities Lawyers"},"content":{"rendered":"<p><strong>What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0<\/strong><\/p>\n<p><strong>Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment<\/strong><\/p>\n<p>Many victims of broker fraud often falsely believe that they only have grounds for suing their financial advisor if intentional misconduct, such as misappropriation, occurred. The truth is that you can also go after your stockbroker if negligent behavior contributed to you suffering investment losses.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/\"  title=\"Continue Reading Securities Lawyers\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0 Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment Many victims of broker fraud often falsely believe that they only have grounds for suing their financial advisor if intentional misconduct, such as misappropriation, occurred. The truth is that you can also go [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":29795,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[4973],"class_list":["post-29784","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-securities-lawyers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Securities Lawyers To Offer You A Free Case Assessment<\/title>\n<meta name=\"description\" content=\"What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Securities Lawyers To Offer You A Free Case Assessment\" \/>\n<meta name=\"twitter:description\" content=\"What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Securities Lawyers To Offer You A Free Case Assessment","description":"What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/","twitter_card":"summary_large_image","twitter_title":"Securities Lawyers To Offer You A Free Case Assessment","twitter_description":"What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Securities Lawyers","datePublished":"2023-12-21T05:20:53+00:00","dateModified":"2024-05-01T03:41:28+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/"},"wordCount":414,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg","keywords":["Securities Lawyers"],"articleSection":["Current Investigations","Featured Investigation"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/","url":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/","name":"Securities Lawyers To Offer You A Free Case Assessment","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg","datePublished":"2023-12-21T05:20:53+00:00","dateModified":"2024-05-01T03:41:28+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg","width":600,"height":400,"caption":"What Should Investors Know When Filing a Broker Negligence Lawsuit?\u00a0 Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment Many victims of broker fraud often falsely believe that they only have grounds for suing their financial advisor if intentional misconduct, such as misappropriation, occurred. The truth is that you can also go after your stockbroker if negligent behavior contributed to you suffering investment losses. With\u00a0broker negligence, willful misconduct doesn\u2019t have to be a factor.\u00a0Broker-dealers and their registered representatives owe all of their customers a duty of care when it comes to providing them with financial advice or managing their investment accounts. When a stockbroker\u2019s recommendation or actions fall below the fiduciary obligations that they owe you\u2014and portfolio losses arise as a result\u2014you may be able to hold them liable."},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-lawyers\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Securities Lawyers"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2023\/12\/Securities-Lawyers.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-7Ko","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/29784","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=29784"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/29784\/revisions"}],"predecessor-version":[{"id":29785,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/29784\/revisions\/29785"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/29795"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=29784"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=29784"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=29784"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}