{"id":29820,"date":"2024-01-15T21:08:46","date_gmt":"2024-01-16T03:08:46","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29820"},"modified":"2024-01-15T21:08:46","modified_gmt":"2024-01-16T03:08:46","slug":"broker-misconduct-lawyer-2","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-misconduct-lawyer-2\/","title":{"rendered":"Broker Misconduct Lawyer"},"content":{"rendered":"<p><strong>Novice Investor Sues Centaurus Financial Over Silver Star Properties REIT and Other Losses.\u00a0<\/strong><strong>Shepherd Smith Edwards and Kantas Broker Misconduct Lawyer Files Six Figure FINRA Lawsuit for Claimant<\/strong><\/p>\n<p>Once again, our trusted alternative investment loss attorneys are suing\u00a0<a href=\"https:\/\/www.investorlawyers.com\/centaurus-financial.html\">Centaurus Financial<\/a>\u00a0on behalf of an investor. The claimant, who is an inexperienced investor, worked with financial advisor Timothy Neil Tremblay and is now seeking up to $500K in damages involving real estate investment trusts (REITs), including\u00a0<a href=\"https:\/\/www.investorlawyers.com\/blog\/texas-non-traded-reit-lawyers\/\">Silver Star Properties REIT<\/a>, and a business development company.<\/p>\n<p>This is not the first customer dispute involving this Centaurus broker and investment adviser, who works out of Santa Barbara, CA, and also runs Tremblay Financial Services. According to\u00a0<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1201542\">Timothy Tremblay\u2019s CRD<\/a>, in addition to already settled investment loss recovery claims accusing him of broker misconduct, there are at least two other pending FINRA lawsuits in which his customers are alleging that he made unsuitable investment recommendations. One of the claimants is asking for $800K. In August 2023, the US Securities and Securities and Exchange Commission (<a href=\"https:\/\/www.sec.gov\/\" target=\"_blank\" rel=\"noopener\">SEC<\/a>) filed a regulatory case accusing Tremblay of Best Interest violations.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-misconduct-lawyer-2\/\"  title=\"Continue Reading Broker Misconduct Lawyer\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Novice Investor Sues Centaurus Financial Over Silver Star Properties REIT and Other Losses.\u00a0Shepherd Smith Edwards and Kantas Broker Misconduct Lawyer Files Six Figure FINRA Lawsuit for Claimant Once again, our trusted alternative investment loss attorneys are suing\u00a0Centaurus Financial\u00a0on behalf of an investor. The claimant, who is an inexperienced investor, worked with financial advisor Timothy Neil [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":29821,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[4786],"class_list":["post-29820","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-broker-misconduct-lawyer"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Misconduct Lawyer<\/title>\n<meta name=\"description\" content=\"SSEK Broker Misconduct Lawyer Teams are speaking to investors who lost money in Silver Star Properties REIT now in Chapter 11 bankruptcy &amp; under SEC investigation\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-misconduct-lawyer-2\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Misconduct Lawyer\" \/>\n<meta name=\"twitter:description\" content=\"SSEK Broker Misconduct Lawyer Teams are speaking to investors who lost money in Silver Star Properties REIT now in Chapter 11 bankruptcy &amp; under SEC investigation\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/01\/Broker-Misconduct-Lawyer.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Misconduct Lawyer","description":"SSEK Broker Misconduct Lawyer Teams are speaking to investors who lost money in Silver Star Properties REIT now in Chapter 11 bankruptcy & under SEC investigation","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/broker-misconduct-lawyer-2\/","twitter_card":"summary_large_image","twitter_title":"Broker Misconduct Lawyer","twitter_description":"SSEK Broker Misconduct Lawyer Teams are speaking to investors who lost money in Silver Star Properties REIT now in Chapter 11 bankruptcy & under SEC investigation","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/01\/Broker-Misconduct-Lawyer.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; 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