{"id":29965,"date":"2024-03-25T22:44:31","date_gmt":"2024-03-26T03:44:31","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29965"},"modified":"2024-04-30T22:29:19","modified_gmt":"2024-05-01T03:29:19","slug":"securities-arbitration-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/","title":{"rendered":"Securities Arbitration Attorneys"},"content":{"rendered":"<p><strong>What Should You Expect When Filing A FINRA Lawsuit?\u00a0<\/strong><strong>Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers<\/strong><\/p>\n<p>If you are an investor who is pursuing damages from your financial advisor, then you will likely have to file your claim in\u00a0<a href=\"https:\/\/www.investorlawyers.com\/finra-arbitration-faqs.html\">Financial Industry Regulatory Authority (FINRA) arbitration<\/a>. It is similar to court in that you will have to submit initial pleadings specifying your allegations, is entitled to discovery to build evidence supporting your case, and\u2014if a settlement isn\u2019t reached first\u2014there will be a final evidentiary hearing where both sides will present evidence and examine\/cross-examine witnesses. However, unlike a court case, a panel of arbitrators, not a jury or judge, would issue the ruling and you will have virtually no ability to appeal the decision if it is not in your favor.<\/p>\n<p>These are just some of the reasons why it is so important that you are properly represented by Securities Arbitration Attorneys. At Shepherd Smith Edwards and Kantas (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>), we work with investors against their brokers who engaged in unsuitable investment recommendations, excessive trading, concentration, misrepresentations and omissions, negligence, and more. We understand the difference between a court case and an arbitration claim and the specific strategies and approaches needed to maximize your chances for full financial recovery in each legal forum. s<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/\"  title=\"Continue Reading Securities Arbitration Attorneys\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>What Should You Expect When Filing A FINRA Lawsuit?\u00a0Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers If you are an investor who is pursuing damages from your financial advisor, then you will likely have to file your claim in\u00a0Financial Industry Regulatory Authority (FINRA) arbitration. It is similar to court in that you will [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":29994,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[4780,5049],"class_list":["post-29965","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-finra-law-firm","tag-securities-arbitration-attorneys"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Securities Arbitration Attorneys<\/title>\n<meta name=\"description\" content=\"What Should You Expect When Filing A FINRA Lawsuit?\u00a0Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Securities Arbitration Attorneys\" \/>\n<meta name=\"twitter:description\" content=\"What Should You Expect When Filing A FINRA Lawsuit?\u00a0Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-Arbitration-Attorneys.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Securities Arbitration Attorneys","description":"What Should You Expect When Filing A FINRA Lawsuit?\u00a0Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/","twitter_card":"summary_large_image","twitter_title":"Securities Arbitration Attorneys","twitter_description":"What Should You Expect When Filing A FINRA Lawsuit?\u00a0Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-Arbitration-Attorneys.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Securities Arbitration Attorneys","datePublished":"2024-03-26T03:44:31+00:00","dateModified":"2024-05-01T03:29:19+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/"},"wordCount":540,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-Arbitration-Attorneys.jpg","keywords":["FINRA Law Firm","Securities Arbitration Attorneys"],"articleSection":["Current Investigations","Featured Investigation"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/","url":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/","name":"Securities Arbitration Attorneys","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-Arbitration-Attorneys.jpg","datePublished":"2024-03-26T03:44:31+00:00","dateModified":"2024-05-01T03:29:19+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"What Should You Expect When Filing A FINRA Lawsuit?\u00a0Our Securities Arbitration Attorneys Represent Investors In Suing Their Brokers","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-Arbitration-Attorneys.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/03\/Securities-Arbitration-Attorneys.jpg","width":600,"height":400,"caption":"Securities Arbitration Attorneys"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-arbitration-attorneys\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Securities Arbitration Attorneys"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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