{"id":29979,"date":"2024-03-25T22:32:12","date_gmt":"2024-03-26T03:32:12","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=29979"},"modified":"2024-04-30T22:31:58","modified_gmt":"2024-05-01T03:31:58","slug":"broker-fraud-attorneys-3","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-attorneys-3\/","title":{"rendered":"Broker Fraud Attorneys"},"content":{"rendered":"

Former Clients of Ex-Triad Advisors Broker James Walesa Are Seeking Many Millions in Financial Recovery. Broker Fraud Attorneys are involved in the\u00a0<\/strong>Latest Investor Lawsuit Is Pursuing $34M in Damages<\/strong><\/p>\n

If you suffered losses while working with former Chicago financial advisor James Thaddeus Walesa, contact Shepherd Smith Edwards and Kantas (investorlawyers.com<\/a>) today so that we can help you explore your legal options. Walesa, who was most recently an Arkadios Capital stockbroker (2019 \u2013 2021) and before that, a Triad Advisors financial advisor for 18 years, has numerous customer disputes on his CRD<\/a>. Many of them are still pending. This includes, most recently, a $34,000,000 FINRA lawsuit that\u00a0InvestmentNews<\/em>\u00a0reports likely was filed against Triad, which was Walesa\u2019s broker-dealer of record at the time that he worked with the claimant. The investor is alleging\u00a0unsuitable investment recommendations<\/a>\u00a0and multiple conflicts of interest. Another investment loss recovery claim involving Walesa was recently settled for over $2M. A\u00a0\u00a0different one, in which the damages sought was $790K, was settled for $4.5M.<\/p>\n

Walesa worked 39 years in the securities industry. Now, he has former financial advisor clients accusing him of unsuitability, breach of contract, negligence, breach of fiduciary duty, due diligence failures, misrepresentations and omissions, and more involving alternative investments. These purportedly included real estate deals that he also owned or oversaw. If the latter is true then Walesa acted as both product sponsor and salesperson when selling those investments, which would have been a huge conflict of interest.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Former Clients of Ex-Triad Advisors Broker James Walesa Are Seeking Many Millions in Financial Recovery. Broker Fraud Attorneys are involved in the\u00a0Latest Investor Lawsuit Is Pursuing $34M in Damages If you suffered losses while working with former Chicago financial advisor James Thaddeus Walesa, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today so that we can […]<\/p>\n","protected":false},"author":2,"featured_media":29990,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[4836],"class_list":["post-29979","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-broker-fraud-attorneys"],"yoast_head":"\nBroker Fraud Attorneys<\/title>\n<meta name=\"description\" content=\"How Can Our Skilled Broker Fraud Attorneys Help If You Suffered Losses While Working With Former Triad Advisors James Walesa?\" \/>\n<meta name=\"robots\" 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