{"id":30132,"date":"2024-05-19T21:02:31","date_gmt":"2024-05-20T02:02:31","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30132"},"modified":"2024-05-19T21:02:31","modified_gmt":"2024-05-20T02:02:31","slug":"broker-fraud-lawyer-2","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyer-2\/","title":{"rendered":"Broker Fraud Lawyer"},"content":{"rendered":"<p><strong>Investor Seeks Up $1M In Damages Over UBS YES Losses.\u00a0<\/strong><strong>Our Broker Fraud Lawyer Are Representing This Claimant and Others Against UBS Financial Services<\/strong><\/p>\n<p>The Shepherd Smith Edwards and Kantas Broker Fraud Lawyer Team (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) is representing another investor in their\u00a0<a href=\"https:\/\/www.investorlawyers.com\/ubs-yield-enhancement-strategy.html\">UBS Yield Enhancement Strategy (YES) loss lawsuit<\/a>\u00a0against UBS Financial Services. The claimant, an inexperienced New Jersey investor, is suing for up to $1M in damages. Unfortunately, she is just one of many who have suffered significant losses in the brokerage firm\u2019s internally managed, high-risk options trading strategy.<\/p>\n<p>Touted by UBS brokers as a way for investors to obtain marginally higher yields on existing portfolios while taking limited risks, the UBS YES program has caused serious losses for many of the firm\u2019s wealthy clients. Its \u201ciron condor\u201d options overlay approach was allegedly implemented with reckless abandon.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyer-2\/\"  title=\"Continue Reading Broker Fraud Lawyer\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investor Seeks Up $1M In Damages Over UBS YES Losses.\u00a0Our Broker Fraud Lawyer Are Representing This Claimant and Others Against UBS Financial Services The Shepherd Smith Edwards and Kantas Broker Fraud Lawyer Team (investorlawyers.com) is representing another investor in their\u00a0UBS Yield Enhancement Strategy (YES) loss lawsuit\u00a0against UBS Financial Services. The claimant, an inexperienced New Jersey [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":30138,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,4882,3783,4769,3762,4055],"tags":[4915],"class_list":["post-30132","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misappropriation","category-broker-misconduct","category-broker-negligence","category-current-investigations","category-featured-investigation","tag-broker-fraud-lawyer"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Fraud Lawyer &#8212; Investor Lawyers Blog &#8212; May 19, 2024<\/title>\n<meta name=\"description\" content=\"SSEK Broker Fraud Lawyer Team represents another investor in their\u00a0UBS Yield Enhancement Strategy loss lawsuit\u00a0against UBS Financial Services\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyer-2\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Fraud Lawyer &#8212; Investor Lawyers Blog &#8212; May 19, 2024\" \/>\n<meta name=\"twitter:description\" content=\"SSEK Broker Fraud Lawyer Team represents another investor in their\u00a0UBS Yield Enhancement Strategy loss lawsuit\u00a0against UBS Financial Services\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/05\/Broker-Fraud-Lawyer.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Fraud Lawyer &#8212; Investor Lawyers Blog &#8212; May 19, 2024","description":"SSEK Broker Fraud Lawyer Team represents another investor in their\u00a0UBS Yield Enhancement Strategy loss lawsuit\u00a0against UBS Financial Services","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyer-2\/","twitter_card":"summary_large_image","twitter_title":"Broker Fraud Lawyer &#8212; 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