{"id":30149,"date":"2024-05-31T10:20:46","date_gmt":"2024-05-31T15:20:46","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30149"},"modified":"2024-05-31T10:20:46","modified_gmt":"2024-05-31T15:20:46","slug":"private-placement-loss-lawyers-2","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/","title":{"rendered":"Private Placement Loss Lawyers\u00a0"},"content":{"rendered":"

Did You Suffer Investment Losses While Working With Former Independent Financial Group Broker Armando Roman? Shepherd Smith Edwards and Kantas Want to Talk To You<\/strong><\/p>\n

Our\u00a0broker fraud attorneys<\/a>\u00a0are continuing to investigate claims of losses involving ex-Independent Financial Group registered representative Armando Roman. The former Arizona stockbroker is still a registered investment adviser with AXIOM Founders Family Office.<\/p>\n

Several months ago, a Financial Industry Regulatory Authority (FINRA) arbitration panel awarded $1M in compensatory damages to one customer for portfolio losses from allegedly unsuitable private placement recommendations by Roman. The investments involved included:<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Did You Suffer Investment Losses While Working With Former Independent Financial Group Broker Armando Roman? Shepherd Smith Edwards and Kantas Want to Talk To You Our\u00a0broker fraud attorneys\u00a0are continuing to investigate claims of losses involving ex-Independent Financial Group registered representative Armando Roman. The former Arizona stockbroker is still a registered investment adviser with AXIOM Founders […]<\/p>\n","protected":false},"author":2,"featured_media":30150,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3762,4055,3772],"tags":[4992],"class_list":["post-30149","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-current-investigations","category-featured-investigation","category-private-placements","tag-private-placement-loss-lawyers"],"yoast_head":"\nPrivate Placement Loss Lawyers\u00a0<\/title>\n<meta name=\"description\" content=\"Did You Suffer Losses Working With Independent Financial Group Broker Armando Roman? 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SSEK Private Placement Loss Lawyers\u00a0want to talk to you","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/05\/SSEK-Private-Placement-Loss-Lawyers-.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards & Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/"},"author":{"name":"Shepherd Smith Edwards & Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Private Placement Loss Lawyers\u00a0","datePublished":"2024-05-31T15:20:46+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/"},"wordCount":416,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/05\/SSEK-Private-Placement-Loss-Lawyers-.jpg","keywords":["Private Placement Loss Lawyers"],"articleSection":["Broker Fraud","Broker Misconduct","Current Investigations","Featured Investigation","Private Placements"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/","url":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/","name":"Private Placement Loss Lawyers\u00a0","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/private-placement-loss-lawyers-2\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/05\/SSEK-Private-Placement-Loss-Lawyers-.jpg","datePublished":"2024-05-31T15:20:46+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Did You Suffer Losses Working With Independent Financial Group Broker Armando Roman? 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