{"id":30178,"date":"2024-06-17T22:50:43","date_gmt":"2024-06-18T03:50:43","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30178"},"modified":"2024-06-17T22:50:43","modified_gmt":"2024-06-18T03:50:43","slug":"institutional-investment-fraud-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/institutional-investment-fraud-lawyers\/","title":{"rendered":"Institutional Investment Fraud Lawyers\u00a0"},"content":{"rendered":"

Research Foundation Awarded More Than $7.3M In Their FINRA Lawsuit Against Principal Securities. Our Institutional Investment Fraud Lawyers are\u00a0<\/strong>Representing Nonprofits, Charitable Organizations, Endowment Funds, And Institutional investors\u00a0\u00a0\u00a0<\/strong><\/p>\n

Churning, Unsuitability, and Supervisory Failures Alleged in Nonprofit\u2019s Broker Fraud Claim<\/strong><\/p>\n

A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded over $7.3 million to the Rosenau Family Research Foundation (formerly known as The Legacy of Angels Foundation) in their stockbroker fraud claim against Principal Securities. The\u00a0501 (c)(3) nonprofit, which helps promote awareness and education around Cystic Fibrosis and Krabbe disease, accused the brokerage firm of\u00a0allegedly excessive trading<\/a>\u00a0in variable annuities, making unsuitable investment recommendations, supervisory failures, negligence, and other acts of broker misconduct.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Research Foundation Awarded More Than $7.3M In Their FINRA Lawsuit Against Principal Securities. Our Institutional Investment Fraud Lawyers are\u00a0Representing Nonprofits, Charitable Organizations, Endowment Funds, And Institutional investors\u00a0\u00a0\u00a0 Churning, Unsuitability, and Supervisory Failures Alleged in Nonprofit\u2019s Broker Fraud Claim A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded over $7.3 million to the Rosenau Family […]<\/p>\n","protected":false},"author":2,"featured_media":30179,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055,4845,4052],"tags":[5090],"class_list":["post-30178","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","category-fraud-lawyers","category-institutional-investors","tag-institutional-investment-fraud-lawyers"],"yoast_head":"\nInstitutional Investment Fraud Lawyers\u00a0<\/title>\n<meta name=\"description\" content=\"Our Institutional Investment Fraud Lawyers are\u00a0Representing Nonprofits, Charitable Organizations, Endowment Funds, And Institutional investors\u00a0\u00a0\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/institutional-investment-fraud-lawyers\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Institutional Investment Fraud Lawyers\u00a0\" \/>\n<meta name=\"twitter:description\" content=\"Our Institutional Investment Fraud Lawyers are\u00a0Representing Nonprofits, Charitable Organizations, Endowment Funds, And Institutional investors\u00a0\u00a0\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/06\/Institutional-Investment-Fraud-Lawyers-.jpg\" \/>\n<meta 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