{"id":30366,"date":"2024-09-13T20:07:00","date_gmt":"2024-09-14T01:07:00","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30366"},"modified":"2024-09-15T21:04:32","modified_gmt":"2024-09-16T02:04:32","slug":"mutual-fund-switching-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/mutual-fund-switching-lawyers\/","title":{"rendered":"Mutual Fund Switching Lawyers"},"content":{"rendered":"

Raymond James To Pay $1.8M Fine Over Purported Mutual Fund Monitoring Failures<\/strong><\/p>\n

Potentially Unsuitable Mutual Fund Switching May Have Caused Excessive Sales Fees, Commissions\u00a0<\/strong><\/p>\n

Raymond James Financial Services and Raymond James & Associates, which are both Raymond James Financial Inc. subsidiaries, have agreed to pay over $1.8M to settle Financial Industry Regulatory Authority (FINRA) allegations that they\u00a0failed to properly supervise<\/a>\u00a0the reporting of customer complaints and mutual fund purchases, which resulted in higher fees for customers.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Raymond James To Pay $1.8M Fine Over Purported Mutual Fund Monitoring Failures Potentially Unsuitable Mutual Fund Switching May Have Caused Excessive Sales Fees, Commissions\u00a0 Raymond James Financial Services and Raymond James & Associates, which are both Raymond James Financial Inc. subsidiaries, have agreed to pay over $1.8M to settle Financial Industry Regulatory Authority (FINRA) allegations […]<\/p>\n","protected":false},"author":2,"featured_media":30371,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055],"tags":[5139],"class_list":["post-30366","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","tag-mutual-fund-switching-lawyers"],"yoast_head":"\nMutual Fund Switching Lawyers<\/title>\n<meta name=\"description\" content=\"SSEK Mutual Fund 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