{"id":30455,"date":"2024-10-30T21:13:15","date_gmt":"2024-10-31T02:13:15","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30455"},"modified":"2024-10-31T16:04:35","modified_gmt":"2024-10-31T21:04:35","slug":"ssek-broker-misconduct-attorney","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-broker-misconduct-attorney\/","title":{"rendered":"SSEK Broker Misconduct Attorney"},"content":{"rendered":"

Barred Brokers May Still Pose A Risk To Investors<\/strong><\/p>\n

Many Find Ways To Keep Working As Financial Advisors Despite Industry Expulsion<\/strong><\/p>\n

According to a\u00a0Financial Advisor IQ article<\/a>, hundreds of brokers who have been barred by the Financial Industry Regulatory Authority (FINRA<\/a>) continue to find ways to stay in business even if it is no longer registered representatives with a broker-dealer. Many continue to promote themselves as trusted financial advisors, wealth planners, or insurance agents.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Barred Brokers May Still Pose A Risk To Investors Many Find Ways To Keep Working As Financial Advisors Despite Industry Expulsion According to a\u00a0Financial Advisor IQ article, hundreds of brokers who have been barred by the Financial Industry Regulatory Authority (FINRA) continue to find ways to stay in business even if it is no longer […]<\/p>\n","protected":false},"author":2,"featured_media":30467,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055,4761,4801,4760],"tags":[5164],"class_list":["post-30455","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","category-finra-arbitration","category-finra-attorneys","category-finra-lawyer","tag-ssek-broker-misconduct-attorney"],"yoast_head":"\nSSEK Broker Misconduct Attorney<\/title>\n<meta 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