{"id":30495,"date":"2024-11-13T21:48:25","date_gmt":"2024-11-14T03:48:25","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30495"},"modified":"2024-11-13T21:48:56","modified_gmt":"2024-11-14T03:48:56","slug":"churning-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/churning-attorneys\/","title":{"rendered":"Churning Attorneys"},"content":{"rendered":"

When Excessive Trading Violates Regulation’s Best Interest<\/strong><\/p>\n

Broker-Dealer PHX Financial Accused of Costing Customers $1M<\/strong><\/p>\n

According to the Financial Industry and Regulatory Authority (FINRA<\/a>), excessive trading is what happens when a registered financial professional recommends a large number of trades that are not in line with a customer\u2019s investing goals. Instead, it is the financial advisor who benefits, usually in excess commissions earned. Another term for excessive trading is churning<\/a>.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

When Excessive Trading Violates Regulation’s Best Interest Broker-Dealer PHX Financial Accused of Costing Customers $1M According to the Financial Industry and Regulatory Authority (FINRA), excessive trading is what happens when a registered financial professional recommends a large number of trades that are not in line with a customer\u2019s investing goals. Instead, it is the financial […]<\/p>\n","protected":false},"author":2,"featured_media":30502,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3775,3762,4055],"tags":[5176],"class_list":["post-30495","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-churning","category-current-investigations","category-featured-investigation","tag-churning-attorneys"],"yoast_head":"\nSSEK Churning Attorneys<\/title>\n<meta name=\"description\" content=\"Suspect your broker is engaging in churning? 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Hire the SSEK experienced churning attorneys to recover losses and protect your investments\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Churning-Attorneys.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SSEK Churning Attorneys","description":"Suspect your broker is engaging in churning? 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