{"id":30506,"date":"2024-11-22T15:05:54","date_gmt":"2024-11-22T21:05:54","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30506"},"modified":"2024-11-25T20:48:07","modified_gmt":"2024-11-26T02:48:07","slug":"structured-product-fraud-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/","title":{"rendered":"Structured Product Fraud Attorneys"},"content":{"rendered":"<p><strong>Stifel, Nicolaus &amp; Co. Ordered To Pay Investors $2.35M Over Structured Note Losses<\/strong><\/p>\n<p><strong>This Latest FINRA Arbitration Award Again Involved Broker Chuck Roberts<\/strong><\/p>\n<p>Once again, a Financial Industry Regulatory Authority (<a href=\"https:\/\/www.finra.org\/\" target=\"_blank\" rel=\"noopener\">FINRA<\/a>) arbitration panel has ordered Stifel, Nicolaus, &amp; Co. to pay investors who sustained structured product losses\u2014<a href=\"https:\/\/www.investorlawyers.com\/blog\/structured-note-lawyers\/?_gl=1%2Avjgv0a%2A_gcl_au%2AMjQ0MjEyNDI1LjE3MzEyOTAyMTM.\">callable structured notes<\/a>, in particular\u2014 while working with financial advisor Chuck Roberts. This time the award is for $2.35M. The award itself is for almost $1.9M while the remainder is for legal fees. In his investor lawsuit, the claimant alleged negligence, negligent supervision, fraud, and more.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/\"  title=\"Continue Reading Structured Product Fraud Attorneys\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Stifel, Nicolaus &amp; Co. Ordered To Pay Investors $2.35M Over Structured Note Losses This Latest FINRA Arbitration Award Again Involved Broker Chuck Roberts Once again, a Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Stifel, Nicolaus, &amp; Co. to pay investors who sustained structured product losses\u2014callable structured notes, in particular\u2014 while working with financial [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":30514,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055,3894],"tags":[5179],"class_list":["post-30506","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","category-structured-products","tag-structured-product-fraud-attorneys"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Structured Product Fraud Attorneys<\/title>\n<meta name=\"description\" content=\"SSEK Structured Product Fraud Attorneys represent investors against brokerage firms whose registered representatives contributed to causing their portfolio losses\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Structured Product Fraud Attorneys\" \/>\n<meta name=\"twitter:description\" content=\"SSEK Structured Product Fraud Attorneys represent investors against brokerage firms whose registered representatives contributed to causing their portfolio losses\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Structured Product Fraud Attorneys","description":"SSEK Structured Product Fraud Attorneys represent investors against brokerage firms whose registered representatives contributed to causing their portfolio losses","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/","twitter_card":"summary_large_image","twitter_title":"Structured Product Fraud Attorneys","twitter_description":"SSEK Structured Product Fraud Attorneys represent investors against brokerage firms whose registered representatives contributed to causing their portfolio losses","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Structured Product Fraud Attorneys","datePublished":"2024-11-22T21:05:54+00:00","dateModified":"2024-11-26T02:48:07+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/"},"wordCount":596,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg","keywords":["Structured Product Fraud Attorneys"],"articleSection":["Current Investigations","Featured Investigation","Structured Products"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/","url":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/","name":"Structured Product Fraud Attorneys","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg","datePublished":"2024-11-22T21:05:54+00:00","dateModified":"2024-11-26T02:48:07+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"SSEK Structured Product Fraud Attorneys represent investors against brokerage firms whose registered representatives contributed to causing their portfolio losses","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg","width":600,"height":400,"caption":"Structured Product Fraud Attorneys"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/structured-product-fraud-attorneys\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Structured Product Fraud Attorneys"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2024\/11\/Structured-Product-Fraud-Attorneys.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-7W2","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/30506","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=30506"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/30506\/revisions"}],"predecessor-version":[{"id":30507,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/30506\/revisions\/30507"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/30514"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=30506"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=30506"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=30506"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}