{"id":30553,"date":"2024-12-16T22:45:55","date_gmt":"2024-12-17T04:45:55","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30553"},"modified":"2024-12-16T22:51:19","modified_gmt":"2024-12-17T04:51:19","slug":"broker-negligence-lawyer","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-lawyer\/","title":{"rendered":"Broker Negligence Lawyer"},"content":{"rendered":"

Can You Hold Your Broker-Dealer Liable For Losses Caused By A Predecessor Brokerage Firm?\u00a0<\/strong>Working With A Skilled Broker Negligence Lawyer Could Maximize Your Chances for Financial Recovery<\/strong><\/p>\n

If you are an investor who suffered losses because of financial advisor negligence, Shepherd Smith Edwards and Kantas Broker Negligence Lawyer (investorlawyers.com<\/a>) can help you explore your legal options and determine whether you can and should sue for damages. With broker-dealers being acquired or merging with other firms, a question we have been asked is, can an investor sue the \u201cnew\u201d broker-dealer for losses sustained under the old one? It all depends on what caused your investor losses, whether the statute of limitations have passed, and other key factors.<\/p>\n

Recently, Osaic Services was fined $250K after its predecessor firm SagePoint Financial was found to have failed to establish a supervisory system that would have prevented excessive trading and unsuitable options trading.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Can You Hold Your Broker-Dealer Liable For Losses Caused By A Predecessor Brokerage Firm?\u00a0Working With A Skilled Broker Negligence Lawyer Could Maximize Your Chances for Financial Recovery If you are an investor who suffered losses because of financial advisor negligence, Shepherd Smith Edwards and Kantas Broker Negligence Lawyer (investorlawyers.com) can help you explore your legal […]<\/p>\n","protected":false},"author":2,"featured_media":30561,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4769,3762,4055],"tags":[5193],"class_list":["post-30553","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-negligence","category-current-investigations","category-featured-investigation","tag-broker-negligence-lawyer"],"yoast_head":"\nBroker Negligence Lawyer<\/title>\n<meta name=\"description\" content=\"Can you hold a new broker-dealer liable for losses caused by a predecessor firm? 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