{"id":30596,"date":"2025-01-06T21:36:36","date_gmt":"2025-01-07T03:36:36","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30596"},"modified":"2025-01-06T21:36:36","modified_gmt":"2025-01-07T03:36:36","slug":"senior-financial-exploitation-loss-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/senior-financial-exploitation-loss-attorneys\/","title":{"rendered":"Senior Financial Exploitation Loss Attorneys"},"content":{"rendered":"

FINRA Arbitration Panel Orders Wells Fargo Advisors To Pay $3.4M To Investor\u00a0<\/strong><\/p>\n

Broker-Dealer Accused of Negligence That Allegedly Enabled Elder Financial Exploitation\u00a0<\/strong><\/p>\n

A three-person FINRA Dispute Resolution Services panel awarded one investor $3.4M in damages and costs over losses his now-deceased mother sustained while working with Wells Fargo Advisors and its financial advisor Stephen Lyndell Smith<\/a>. The claimant, who filed his broker fraud lawsuit in 2023, alleged negligence, breach of contract, breach of fiduciary duty over the broker-dealer\u2019s purported \u201cinaction\u201d to stop unauthorized trades in the account of an older investor in declining health, and more.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

FINRA Arbitration Panel Orders Wells Fargo Advisors To Pay $3.4M To Investor\u00a0 Broker-Dealer Accused of Negligence That Allegedly Enabled Elder Financial Exploitation\u00a0 A three-person FINRA Dispute Resolution Services panel awarded one investor $3.4M in damages and costs over losses his now-deceased mother sustained while working with Wells Fargo Advisors and its financial advisor Stephen Lyndell […]<\/p>\n","protected":false},"author":2,"featured_media":30597,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4768,4055,3803],"tags":[4314,5203],"class_list":["post-30596","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-elder-financial-abuse","category-featured-investigation","category-senior-investors","tag-finra-arbitration","tag-senior-financial-exploitation-loss-attorneys"],"yoast_head":"\nSenior Financial Exploitation Loss Attorneys<\/title>\n<meta name=\"description\" content=\"SSEK Senior Financial Exploitation Loss Attorneys represent elderly investors who fell victim to Wells Fargo Advisors\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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