{"id":30989,"date":"2025-07-02T22:16:28","date_gmt":"2025-07-03T03:16:28","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=30989"},"modified":"2026-03-19T21:20:25","modified_gmt":"2026-03-20T02:20:25","slug":"stockbroker-negligence-law-firm-2","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/","title":{"rendered":"Stockbroker Negligence Law Firm\u00a0"},"content":{"rendered":"<p><strong>Have You Ever Been A Customer of Former Merrill Lynch Broker Greg Whelan?\u00a0<\/strong><strong>If You Suffered Portfolio Losses During That Time, Contact Our Stockbroker Negligence Law Firm\u00a0<\/strong><\/p>\n<p>The Shepherd Smith Edwards and Kantas Stockbroker Negligence Law Firm (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) is investigating claims of portfolio losses by current or former customers of Fort Lauderdale, Florida, broker Greg Whelan, who is now with Kovack Securities.<\/p>\n<p>He was a Merrill Lynch, Pierce, Fenner &amp; Smith financial advisor from 2013 to 2025 but voluntarily resigned from that firm following allegations of selling away, conflict of interest, and more. According to <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5247677\">Greg Whelan\u2019s CRD<\/a>, he has worked for 16 years in the industry.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/\"  title=\"Continue Reading Stockbroker Negligence Law Firm\u00a0\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Have You Ever Been A Customer of Former Merrill Lynch Broker Greg Whelan?\u00a0If You Suffered Portfolio Losses During That Time, Contact Our Stockbroker Negligence Law Firm\u00a0 The Shepherd Smith Edwards and Kantas Stockbroker Negligence Law Firm (investorlawyers.com) is investigating claims of portfolio losses by current or former customers of Fort Lauderdale, Florida, broker Greg Whelan, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":30990,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3762,4055],"tags":[5116],"class_list":["post-30989","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-current-investigations","category-featured-investigation","tag-stockbroker-negligence-law-firm"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Stockbroker Negligence Law Firm\u00a0<\/title>\n<meta name=\"description\" content=\"Our Stockbroker Negligence Law Firm is investigating claims against Whelan, who resigned from Merrill Lynch due to &quot;selling away&quot; and conflict of interest allegation\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Stockbroker Negligence Law Firm\u00a0\" \/>\n<meta name=\"twitter:description\" content=\"Our Stockbroker Negligence Law Firm is investigating claims against Whelan, who resigned from Merrill Lynch due to &quot;selling away&quot; and conflict of interest allegation\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/Stockbroker-Negligence-Law-Firm-.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Stockbroker Negligence Law Firm\u00a0","description":"Our Stockbroker Negligence Law Firm is investigating claims against Whelan, who resigned from Merrill Lynch due to \"selling away\" and conflict of interest allegation","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/","twitter_card":"summary_large_image","twitter_title":"Stockbroker Negligence Law Firm\u00a0","twitter_description":"Our Stockbroker Negligence Law Firm is investigating claims against Whelan, who resigned from Merrill Lynch due to \"selling away\" and conflict of interest allegation","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/Stockbroker-Negligence-Law-Firm-.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/","url":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/","name":"Stockbroker Negligence Law Firm\u00a0","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/Stockbroker-Negligence-Law-Firm-.jpg","datePublished":"2025-07-03T03:16:28+00:00","dateModified":"2026-03-20T02:20:25+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Our Stockbroker Negligence Law Firm is investigating claims against Whelan, who resigned from Merrill Lynch due to \"selling away\" and conflict of interest allegation","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/Stockbroker-Negligence-Law-Firm-.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/Stockbroker-Negligence-Law-Firm-.jpg","width":600,"height":400,"caption":"Stockbroker Negligence Law Firm\u00a0"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-negligence-law-firm-2\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Stockbroker Negligence Law Firm\u00a0"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/Stockbroker-Negligence-Law-Firm-.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-83P","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/30989","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=30989"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/30989\/revisions"}],"predecessor-version":[{"id":30991,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/30989\/revisions\/30991"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/30990"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=30989"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=30989"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=30989"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}