{"id":31000,"date":"2025-07-15T20:18:07","date_gmt":"2025-07-16T01:18:07","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=31000"},"modified":"2025-07-15T20:18:07","modified_gmt":"2025-07-16T01:18:07","slug":"broker-negligence-attorneys-ssek","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/","title":{"rendered":"Broker Negligence Attorneys"},"content":{"rendered":"<p><strong>iCapital VRF Investors in Texas May Be Adversely Impacted After MSRP Recovery\/LifeWallet Losses.\u00a0<\/strong><strong>Our Houston Broker Negligence Attorneys Are Investigating Rockefeller Financial, Ex-Broker Samuel Frankfort, and Others That May Have Sold This Investment<\/strong><\/p>\n<p>Shepherd Smith Edwards and Kantas Broker Negligence Attorneys (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) is investigating claims of losses\u00a0involving iCapital VRF that may have impacted Texas investors, in particular those in the Houston area. Our\u00a0<a href=\"https:\/\/www.investorlawyers.com\/houston-office.html\">Houston broker misconduct law firm<\/a>\u00a0is looking at Rockefeller Financial, including former\u00a0<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2773755\">financial advisor Samuel David Frankfort<\/a>, and any other brokers that may have sold this investment to customers.<\/p>\n<p>Rockefeller Financial is a subsidiary of Rockefeller Capital Management, which partnered with iCapital to give Rockefeller clients access to certain kinds of investment opportunities. Many of Rockefeller Financial\u2019s customers are wealthy investors.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/\"  title=\"Continue Reading Broker Negligence Attorneys\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>iCapital VRF Investors in Texas May Be Adversely Impacted After MSRP Recovery\/LifeWallet Losses.\u00a0Our Houston Broker Negligence Attorneys Are Investigating Rockefeller Financial, Ex-Broker Samuel Frankfort, and Others That May Have Sold This Investment Shepherd Smith Edwards and Kantas Broker Negligence Attorneys (investorlawyers.com) is investigating claims of losses\u00a0involving iCapital VRF that may have impacted Texas investors, in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":31001,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,4769,3762,4055],"tags":[4842],"class_list":["post-31000","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-broker-negligence","category-current-investigations","category-featured-investigation","tag-broker-negligence-attorneys"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Negligence Attorneys - SSEK<\/title>\n<meta name=\"description\" content=\"SSEK Broker Negligence Attorneys Are Investigating Rockefeller Financial and Others That May Have Sold This Investment\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Negligence Attorneys - SSEK\" \/>\n<meta name=\"twitter:description\" content=\"SSEK Broker Negligence Attorneys Are Investigating Rockefeller Financial and Others That May Have Sold This Investment\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Negligence Attorneys - SSEK","description":"SSEK Broker Negligence Attorneys Are Investigating Rockefeller Financial and Others That May Have Sold This Investment","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/","twitter_card":"summary_large_image","twitter_title":"Broker Negligence Attorneys - SSEK","twitter_description":"SSEK Broker Negligence Attorneys Are Investigating Rockefeller Financial and Others That May Have Sold This Investment","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Broker Negligence Attorneys","datePublished":"2025-07-16T01:18:07+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/"},"wordCount":494,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png","keywords":["Broker Negligence Attorneys"],"articleSection":["Broker Fraud","Broker Misconduct","Broker negligence","Current Investigations","Featured Investigation"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/","url":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/","name":"Broker Negligence Attorneys - SSEK","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png","datePublished":"2025-07-16T01:18:07+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"SSEK Broker Negligence Attorneys Are Investigating Rockefeller Financial and Others That May Have Sold This Investment","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png","width":1000,"height":668,"caption":"Broker Negligence Attorneys"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-negligence-attorneys-ssek\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Broker Negligence Attorneys"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/07\/BrokerNegligenceAttorney.png","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-840","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/31000","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=31000"}],"version-history":[{"count":1,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/31000\/revisions"}],"predecessor-version":[{"id":31002,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/31000\/revisions\/31002"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/31001"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=31000"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=31000"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=31000"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}