{"id":31132,"date":"2025-09-05T20:04:27","date_gmt":"2025-09-06T01:04:27","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=31132"},"modified":"2025-11-23T17:55:48","modified_gmt":"2025-11-23T23:55:48","slug":"ssek-easterly-rocmuni-fraud-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/","title":{"rendered":"Elderly New York Investor Files Six-Figure Easterly ROCMuni Fund Lawsuit Against Osaic Wealth"},"content":{"rendered":"<p><strong>Our Broker Fraud Law Firm Is Representing This Claimant In FINRA Arbitration<\/strong><\/p>\n<p>A Brooklyn widow in her eighties is suing Osaic Wealth for up to $500,000 in damages for losses she suffered in the\u00a0<a href=\"https:\/\/www.investorlawyers.com\/blog\/easterly-rocmuni-fund-investor-lawyers\/?_gl=1%2Ab2gqr4%2A_gcl_aw%2AR0NMLjE3NTgwNjMxMTkuQ2p3S0NBandsYVRHQmhBTkVpd0FvUmdYQmR3SUd2MzVlZkpRRlhjczFoSUw3N1BaMURTU0JoYzJfWXE2cTk4S0RGdUxPY0VLRk9aZGdSb0NrQTBRQXZEX0J3RQ..%2A_gcl_au%2AMTk1NDYxMTg1MS4xNzU3NTIzMTY1\"><strong>Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX)<\/strong><\/a>. Shepherd Smith Edwards and Kantas (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) is representing this New York Claimant. We are also representing other investors against the broker-dealers that unsuitably recommended this high-risk, speculative investment.<\/p>\n<p>This Claimant had an account with Osaic that was supposed to provide for her income each month. Unfortunately, by the end of May 2025, her Osaic Wealth broker Sergio Kindler had concentrated two-thirds of her account into the Easterly ROCMuni Fund.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/\"  title=\"Continue Reading Elderly New York Investor Files Six-Figure Easterly ROCMuni Fund Lawsuit Against Osaic Wealth\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Our Broker Fraud Law Firm Is Representing This Claimant In FINRA Arbitration A Brooklyn widow in her eighties is suing Osaic Wealth for up to $500,000 in damages for losses she suffered in the\u00a0Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX). Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this New York Claimant. We [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":31139,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3762,4055],"tags":[5325],"class_list":["post-31132","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-current-investigations","category-featured-investigation","tag-easterly-rocmuni-fraud-attorneys"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SSEK Easterly ROCMuni Fraud Attorneys<\/title>\n<meta name=\"description\" content=\"Our Broker Fraud Law Firm Is Representing This Claimant In FINRA Arbitration A Brooklyn widow in her eighties is suing Osaic Wealth for up to $500,000 in &#8212; September 5, 2025\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SSEK Easterly ROCMuni Fraud Attorneys\" \/>\n<meta name=\"twitter:description\" content=\"Our Broker Fraud Law Firm Is Representing This Claimant In FINRA Arbitration A Brooklyn widow in her eighties is suing Osaic Wealth for up to $500,000 in &#8212; 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September 5, 2025","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/09\/EasterlyROCMuniFraudAttorneys.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Elderly New York Investor Files Six-Figure Easterly ROCMuni Fund Lawsuit Against Osaic Wealth","datePublished":"2025-09-06T01:04:27+00:00","dateModified":"2025-11-23T23:55:48+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/"},"wordCount":568,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/09\/EasterlyROCMuniFraudAttorneys.jpg","keywords":["Easterly ROCMuni Fraud Attorneys"],"articleSection":["Broker Fraud","Current Investigations","Featured Investigation"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/","url":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/","name":"SSEK Easterly ROCMuni Fraud Attorneys","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ssek-easterly-rocmuni-fraud-attorneys\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/09\/EasterlyROCMuniFraudAttorneys.jpg","datePublished":"2025-09-06T01:04:27+00:00","dateModified":"2025-11-23T23:55:48+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Our Broker Fraud Law Firm Is Representing This Claimant In FINRA Arbitration A Brooklyn widow in her eighties is suing Osaic Wealth for up to $500,000 in &#8212; 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