{"id":31262,"date":"2025-11-07T14:47:51","date_gmt":"2025-11-07T20:47:51","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=31262"},"modified":"2025-11-07T14:47:51","modified_gmt":"2025-11-07T20:47:51","slug":"rocmuni-fraud-recovery-attorneys","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/rocmuni-fraud-recovery-attorneys\/","title":{"rendered":"More Easterly ROCMuni Fund Investors from Paducah, KY Sue Stifel, Nicolaus &#038; Co. For Up To $500,000"},"content":{"rendered":"<p><strong>Couple Is Alleging Unsuitability and Breach of Fiduciary Duty in Their FINRA Lawsuit Against The Broker-Dealer<\/strong><\/p>\n<p>Shepherd Smith Edwards and Kantas ROCMuni Fraud Recovery Attorneys (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) are representing two more Claimants from Paducah, Kentucky, who suffered serious portfolio losses after Stifel, Nicolaus &amp; Co. broker Adam Chustz allegedly unsuitably recommended <a href=\"https:\/\/www.investorlawyers.com\/blog\/easterly-rocmuni-fund-fraud-lawyers-ssek\/?_gl=1%2A8gbve3%2A_gcl_aw%2AR0NMLjE3NTgwNjMxMTkuQ2p3S0NBandsYVRHQmhBTkVpd0FvUmdYQmR3SUd2MzVlZkpRRlhjczFoSUw3N1BaMURTU0JoYzJfWXE2cTk4S0RGdUxPY0VLRk9aZGdSb0NrQTBRQXZEX0J3RQ..%2A_gcl_au%2AMTk1NDYxMTg1MS4xNzU3NTIzMTY1\">the Easterly ROCMuni High Income Fund<\/a>. Now, the couple is suing the broker-dealer for up to $500K in damages.<\/p>\n<p>From the start, these investors made it very clear that their money needed to be kept safe and liquid. While initially their funds were placed in a \u201csmart rate\u201d account that was supposed to guarantee liquidity and security, in addition to growth, Stifel would later unsuitably recommend the Easterly ROCMuni High Income Fund, which it allegedly misrepresented as a low-risk, municipal bond investment.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/rocmuni-fraud-recovery-attorneys\/\"  title=\"Continue Reading More Easterly ROCMuni Fund Investors from Paducah, KY Sue Stifel, Nicolaus &#038; Co. For Up To $500,000\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Couple Is Alleging Unsuitability and Breach of Fiduciary Duty in Their FINRA Lawsuit Against The Broker-Dealer Shepherd Smith Edwards and Kantas ROCMuni Fraud Recovery Attorneys (investorlawyers.com) are representing two more Claimants from Paducah, Kentucky, who suffered serious portfolio losses after Stifel, Nicolaus &amp; Co. broker Adam Chustz allegedly unsuitably recommended the Easterly ROCMuni High Income [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":31272,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,5334,4055],"tags":[5359],"class_list":["post-31262","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-easterly-rocmuni","category-featured-investigation","tag-rocmuni-fraud-recovery-attorneys"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>ROCMuni Fraud Recovery Attorneys<\/title>\n<meta name=\"description\" content=\"ROCMuni Fraud Recovery Attorneys are representing investors suing Stifel and Adam Chustz over unsuitable Easterly ROCMuni Fund losses. Get a consult!\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/rocmuni-fraud-recovery-attorneys\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"ROCMuni Fraud Recovery Attorneys\" \/>\n<meta name=\"twitter:description\" content=\"ROCMuni Fraud Recovery Attorneys are representing investors suing Stifel and Adam Chustz over unsuitable Easterly ROCMuni Fund losses. 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Get a consult!","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/11\/ROCMuni-Fraud-Recovery-Attorneys.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/rocmuni-fraud-recovery-attorneys\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/rocmuni-fraud-recovery-attorneys\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"More Easterly ROCMuni Fund Investors from Paducah, KY Sue Stifel, Nicolaus &#038; Co. 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