{"id":31264,"date":"2025-11-07T14:44:34","date_gmt":"2025-11-07T20:44:34","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=31264"},"modified":"2025-11-07T14:44:34","modified_gmt":"2025-11-07T20:44:34","slug":"alternative-investment-loss-attorneys-4","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/alternative-investment-loss-attorneys-4\/","title":{"rendered":"I\u2019m A Customer of Former Stifel Broker Chuck Roberts. What Should I Do About My Portfolio Losses?"},"content":{"rendered":"

Brokerage Firm Stifel, Nicolaus & Co. Has To Pay More Than $140M To Clients\u00a0<\/strong><\/p>\n

Shepherd Smith Edwards and Kantas Alternative Investment Loss Attorneys (investorlawyers.com<\/a>) are continuing to investigate claims of losses involving former customers of ex-Stifel, Nicolaus & Co. stockbroker Chuck A. Roberts<\/a>. Already, the brokerage firm has to pay more than $140,000,000 in settlements and awards to its clients to whom it sold structured notes.<\/p>\n

Most recently, this included over $2M\u00a0in settlements for customer disputes alleging negligence, fraud, breach of fiduciary duty, breach of contract, and more. There was also the $10.5M structured note settlement Stifel agreed to pay, as well as the $133M Financial Industry Regulatory Authority (FINRA<\/a>) award that arbitrators ordered the broker-dealer to pay to a family that accused the firm of overconcentration, supervisory failures, and Regulation Best Interest violations.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Brokerage Firm Stifel, Nicolaus & Co. Has To Pay More Than $140M To Clients\u00a0 Shepherd Smith Edwards and Kantas Alternative Investment Loss Attorneys (investorlawyers.com) are continuing to investigate claims of losses involving former customers of ex-Stifel, Nicolaus & Co. stockbroker Chuck A. Roberts. Already, the brokerage firm has to pay more than $140,000,000 in settlements […]<\/p>\n","protected":false},"author":2,"featured_media":31271,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[4043,3762,4055],"tags":[5077],"class_list":["post-31264","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-alternative-investments","category-current-investigations","category-featured-investigation","tag-alternative-investment-loss-attorneys"],"yoast_head":"\nAlternative Investment Loss Attorneys<\/title>\n<meta name=\"description\" content=\"Our Alternative Investment Loss Attorneys are investigating Chuck Roberts' ex-Stifel customers over structured note losses. Stifel must pay $140M+. 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