{"id":31358,"date":"2025-12-11T21:47:56","date_gmt":"2025-12-12T03:47:56","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=31358"},"modified":"2025-12-12T11:22:39","modified_gmt":"2025-12-12T17:22:39","slug":"stockbroker-fraud-law-firm","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/","title":{"rendered":"Did Your Broker Recommend That You Invest In The Alleged Next Level Holdings Ponzi Scam?"},"content":{"rendered":"<p><strong>Our Stockbroker Fraud Law Firm Can Help You Explore Your Legal Options<\/strong><\/p>\n<p>Shepherd Smith Edwards and Kantas (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) Is investigating PFS Investments and the other brokerage firms that may have\u00a0<a href=\"https:\/\/www.investorlawyers.com\/unsuitability.html\">unsuitably marketed<\/a>\u00a0Next Level Holdings LLC to customers.\u00a0The company\u2019s founder, Henry Paul Regan, Jr., is now the subject of investigations by both the US Justice Department (DOJ) and the US Securities and Exchange Commission (SEC). They are accusing him of running a more than $60M\u00a0<a href=\"https:\/\/www.investorlawyers.com\/search\/?query=ponzi+scam&amp;Search=\">Ponzi scam<\/a>\u00a0that may have defrauded over 300 investors. Also purportedly involved in the alleged scam are Yield Capital Management and Yield Wealth Limited, which are both affiliated with Regan.<\/p>\n<p>Both the SEC\u2019s civil complaint and the federal government\u2019s criminal indictment allege that investors were promised yearly returns of 12-15.3%, falsely assured that their principal and interest were guaranteed, and given forged insurance documents and unregistered securities offerings. The regulator contends that investors were told that their returns would be paid from profits that came from precious metals in Colombia and investments in health insurance policies under the Affordable Care Act. Regan allegedly stated that the latter would render the monthly income guaranteed by the federal government.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/\"  title=\"Continue Reading Did Your Broker Recommend That You Invest In The Alleged Next Level Holdings Ponzi Scam?\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Our Stockbroker Fraud Law Firm Can Help You Explore Your Legal Options Shepherd Smith Edwards and Kantas (investorlawyers.com) Is investigating PFS Investments and the other brokerage firms that may have\u00a0unsuitably marketed\u00a0Next Level Holdings LLC to customers.\u00a0The company\u2019s founder, Henry Paul Regan, Jr., is now the subject of investigations by both the US Justice Department (DOJ) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":31359,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3762,4055],"tags":[5378],"class_list":["post-31358","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-current-investigations","category-featured-investigation","tag-stockbroker-fraud-law-firm"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Stockbroker Fraud Law Firm<\/title>\n<meta name=\"description\" content=\"Our Stockbroker Fraud Law Firm is investigating PFS Investments and others for the Next Level Holdings LLC $60M Ponzi scam.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Stockbroker Fraud Law Firm\" \/>\n<meta name=\"twitter:description\" content=\"Our Stockbroker Fraud Law Firm is investigating PFS Investments and others for the Next Level Holdings LLC $60M Ponzi scam.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/12\/Stockbroker-Fraud-Law-Firm.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Stockbroker Fraud Law Firm","description":"Our Stockbroker Fraud Law Firm is investigating PFS Investments and others for the Next Level Holdings LLC $60M Ponzi scam.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/","twitter_card":"summary_large_image","twitter_title":"Stockbroker Fraud Law Firm","twitter_description":"Our Stockbroker Fraud Law Firm is investigating PFS Investments and others for the Next Level Holdings LLC $60M Ponzi scam.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/12\/Stockbroker-Fraud-Law-Firm.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Did Your Broker Recommend That You Invest In The Alleged Next Level Holdings Ponzi Scam?","datePublished":"2025-12-12T03:47:56+00:00","dateModified":"2025-12-12T17:22:39+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/"},"wordCount":569,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/12\/Stockbroker-Fraud-Law-Firm.jpg","keywords":["Stockbroker Fraud Law Firm"],"articleSection":["Broker Fraud","Current Investigations","Featured Investigation"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/","url":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/","name":"Stockbroker Fraud Law Firm","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/12\/Stockbroker-Fraud-Law-Firm.jpg","datePublished":"2025-12-12T03:47:56+00:00","dateModified":"2025-12-12T17:22:39+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Our Stockbroker Fraud Law Firm is investigating PFS Investments and others for the Next Level Holdings LLC $60M Ponzi scam.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/12\/Stockbroker-Fraud-Law-Firm.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2025\/12\/Stockbroker-Fraud-Law-Firm.jpg","width":600,"height":400,"caption":"Stockbroker Fraud Law Firm"},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Did Your Broker Recommend That You Invest In The Alleged Next Level Holdings Ponzi Scam?"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; 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