{"id":31606,"date":"2026-04-02T21:47:43","date_gmt":"2026-04-03T02:47:43","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=31606"},"modified":"2026-04-02T21:47:43","modified_gmt":"2026-04-03T02:47:43","slug":"broker-fraud-lawyers-4-2026","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/","title":{"rendered":"Our Broker Fraud Lawyers Are Investigating Former Alexander Capital Broker Roger"},"content":{"rendered":"<h1>Former Customers Sue For More than $8.9M<\/h1>\n<p style=\"text-align: center;\"><em>Broker fraud lawyers at Shepherd Smith Edwards and Kantas are investigating claims against barred advisor Roger Roemmich following allegations of unsuitable investment recommendations and over $8.9M in losses. Impacted investors may still seek financial recovery through FINRA arbitration by filing claims against the broker-dealers responsible for supervising his conduct.<\/em><\/p>\n<p>Shepherd Smith Edwards and Kantas Broker Fraud Lawyers (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>) are investigating claims of investor losses by former customers of barred broker Roger Allan Roemmich. Most recently an Alexander Capital registered representative, and before that with Dempsey Lord Smith and others, Roemmich was permanently barred by the Financial Industry Regulatory Authority (FINRA) in March 2026.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/\"  title=\"Continue Reading Our Broker Fraud Lawyers Are Investigating Former Alexander Capital Broker Roger\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Former Customers Sue For More than $8.9M Broker fraud lawyers at Shepherd Smith Edwards and Kantas are investigating claims against barred advisor Roger Roemmich following allegations of unsuitable investment recommendations and over $8.9M in losses. Impacted investors may still seek financial recovery through FINRA arbitration by filing claims against the broker-dealers responsible for supervising his [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":31619,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3762,4055],"tags":[4850],"class_list":["post-31606","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-current-investigations","category-featured-investigation","tag-broker-fraud-lawyers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Shepherd Smith Edwards and Kantas Broker Fraud Lawyers<\/title>\n<meta name=\"description\" content=\"Our broker fraud lawyers are investigating claims against barred broker Roger Roemmich. If you lost $8.9M+ due to unsuitability, contact us today\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Shepherd Smith Edwards and Kantas Broker Fraud Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"Our broker fraud lawyers are investigating claims against barred broker Roger Roemmich. If you lost $8.9M+ due to unsuitability, contact us today\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/04\/Broker-Fraud-Lawyers.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Shepherd Smith Edwards and Kantas Broker Fraud Lawyers","description":"Our broker fraud lawyers are investigating claims against barred broker Roger Roemmich. 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If you lost $8.9M+ due to unsuitability, contact us today","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/04\/Broker-Fraud-Lawyers.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/","url":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/","name":"Shepherd Smith Edwards and Kantas Broker Fraud Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/broker-fraud-lawyers-4-2026\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/04\/Broker-Fraud-Lawyers.jpg","datePublished":"2026-04-03T02:47:43+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Our broker fraud lawyers are investigating claims against barred broker Roger Roemmich. 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