{"id":32041,"date":"2026-11-02T19:59:11","date_gmt":"2026-11-03T01:59:11","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=32041"},"modified":"2026-11-02T19:59:11","modified_gmt":"2026-11-03T01:59:11","slug":"new-york-regulation-best-interest-investor-lawyers","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/","title":{"rendered":"New York Regulation Best Interest Investor Lawyers"},"content":{"rendered":"<h1>Representing Investors Whose Financial Advisors Prioritized Their Brokerage Firm\u2019s Financial Interests When Making Investment Recommendations<\/h1>\n<p style=\"text-align: center;\"><span class=\"\">Shepherd Smith Edwards and Kantas features dedicated Regulation Best Interest Investor Lawyers who represent clients when financial advisors prioritize firm profits over investor interests.<\/span><span class=\"\"> Operating out of their Buffalo office,<\/span> these New York attorneys help victims of SEC rule violations pursue financial recovery through FINRA arbitration claims.<\/p>\n<p>At Shepherd Smith Edwards and Kantas (<a href=\"https:\/\/www.investorlawyers.com\/\">investorlawyers.com<\/a>), we represent New York investors who suffered serious losses after their financial advisor violated <a href=\"https:\/\/www.finra.org\/rules-guidance\/key-topics\/regulation-best-interest\">Securities and Exchange Commission (SEC) Regulation Best Interest (Reg BI)<\/a>. This rule, which has been in effect since the end of June 2020, prohibits brokers from placing their own financial interests over the interests of their customers when working with them.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/\"  title=\"Continue Reading New York Regulation Best Interest Investor Lawyers\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Representing Investors Whose Financial Advisors Prioritized Their Brokerage Firm\u2019s Financial Interests When Making Investment Recommendations Shepherd Smith Edwards and Kantas features dedicated Regulation Best Interest Investor Lawyers who represent clients when financial advisors prioritize firm profits over investor interests. Operating out of their Buffalo office, these New York attorneys help victims of SEC rule violations [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":32043,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,4055,5538],"tags":[5539],"class_list":["post-32041","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-featured-investigation","category-regulation-best-interest-investor-lawyers","tag-regulation-best-interest-investor-lawyers"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.2 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>New York Regulation Best Interest Investor Lawyers<\/title>\n<meta name=\"description\" content=\"Suffer losses due to a financial advisor putting firm profits first? Contact our Regulation Best Interest Investor Lawyers for a free consultation today.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"New York Regulation Best Interest Investor Lawyers\" \/>\n<meta name=\"twitter:description\" content=\"Suffer losses due to a financial advisor putting firm profits first? Contact our Regulation Best Interest Investor Lawyers for a free consultation today.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/11\/egulation-Best-Interest-Inv.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"New York Regulation Best Interest Investor Lawyers","description":"Suffer losses due to a financial advisor putting firm profits first? 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Contact our Regulation Best Interest Investor Lawyers for a free consultation today.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/11\/egulation-Best-Interest-Inv.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"New York Regulation Best Interest Investor Lawyers","datePublished":"2026-11-03T01:59:11+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/"},"wordCount":801,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/11\/egulation-Best-Interest-Inv.jpg","keywords":["Regulation Best Interest Investor Lawyers"],"articleSection":["Current Investigations","Featured Investigation","Regulation Best Interest Investor Lawyers"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/","url":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/","name":"New York Regulation Best Interest Investor Lawyers","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/new-york-regulation-best-interest-investor-lawyers\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2026\/11\/egulation-Best-Interest-Inv.jpg","datePublished":"2026-11-03T01:59:11+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Suffer losses due to a financial advisor putting firm profits first? 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