{"id":4017,"date":"2016-12-15T13:10:42","date_gmt":"2016-12-15T19:10:42","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=4017"},"modified":"2022-03-11T13:39:59","modified_gmt":"2022-03-11T19:39:59","slug":"finra-bars-ex-jp-turner-broker-elder-financial-fraud","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-ex-jp-turner-broker-elder-financial-fraud\/","title":{"rendered":"\u00a0FINRA Bars Ex-JP Turner Broker For Elder Financial Fraud"},"content":{"rendered":"

\t\t\t\tThe Financial Industry Regulatory Authority has barred ex-JP Turner & Co. broker Anthony Mastroianni Jr. for allegedly churning an account belonging to an older customer. Mastroianni has not denied or admitted to the regulator\u2019s findings and he did not appear in front of FINRA to provide testimony in this case.<\/p>\n

According to the regulator, from \u201911 to \u201913, Mastroianni took part in churning <\/a>or excessive trading in the account of this customer, which was maintained at JP Turner and later at Alexander Capital when the broker was affiliated with the brokerage firms. He also allegedly borrowed $90K from the same customer and made another four transactions without letting either JP Turner or Alexander Capital know and\/or getting their approval.<\/p>\n

Mastroianni\u2019s BrokerCheck reports notes that there are seven disclosure events in which he has been named, including two customer disputes that are still pending.<\/p>\n

Continue Reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

The Financial Industry Regulatory Authority has barred ex-JP Turner & Co. broker Anthony Mastroianni Jr. for allegedly churning an account belonging to an older customer. Mastroianni has not denied or admitted to the regulator\u2019s findings and he did not appear in front of FINRA to provide testimony in this case. According to the regulator, from […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3741,3803],"tags":[2659,2660],"class_list":["post-4017","post","type-post","status-publish","format-standard","hentry","category-securities-fraud","category-senior-investors","tag-churning","tag-jp-turner"],"yoast_head":"\n\u00a0FINRA Bars Ex-JP Turner Broker For Elder Financial Fraud — Investor Lawyers Blog — December 15, 2016<\/title>\n<meta name=\"description\" content=\"The Financial Industry Regulatory Authority has barred ex-JP Turner & Co. broker Anthony Mastroianni Jr. for allegedly churning an account belonging — December 15, 2016\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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