{"id":4128,"date":"2017-01-25T13:14:47","date_gmt":"2017-01-25T19:14:47","guid":{"rendered":"https:\/\/www.investorlawyers.com\/blog\/?p=4128"},"modified":"2017-01-25T13:14:47","modified_gmt":"2017-01-25T19:14:47","slug":"windsor-street-capital-charged-connection-pump-dump-scam","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/","title":{"rendered":"Windsor Street Capital Charged in Connection with Pump-and-Dump Scam"},"content":{"rendered":"<p>\t\t\t\tThe US Securities and Exchange Commission has filed an administrative case against Windsor Street Capital and John D. Telfer, its ex-anti-money laundering officer. The regulator\u2019s enforcement division claims that the New York-based broker dealer did not file Suspicious Activity Reports for $24.8M of suspect transactions, including those connected to an alleged <a href=\"https:\/\/www.stockbroker-fraud.com\">pump-and-dump scam<\/a>.<\/p>\n<p>The regulator claims that Windsor Street Capital, at the time known as Meyers Associates LP, and Telfer should have been aware of the suspect circumstances involving a lot of these transactions and conducted a probe\u2014in particular, into transactions involving William Goode and Raymond Barton. These men are microcap stock financiers accused of running a multi-million dollar pump-and=dump scam.<\/p>\n<p>The SEC has filed separate charges against them, as well as against Kenneth Manzo, Matthew Briggs, and Justin Sindelman. The five of them are accused of acquiring shares of dormant shell companies that were supposed to be part of the dietary supplement industry, falsely marketing products and news related to the company, and then dumping the shares onto the market for investors to buy at inflated rates.<\/p>\n<p> <a href=\"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/#more-4128\" class=\"more-link\">Continue Reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The US Securities and Exchange Commission has filed an administrative case against Windsor Street Capital and John D. Telfer, its ex-anti-money laundering officer. The regulator\u2019s enforcement division claims that the New York-based broker dealer did not file Suspicious Activity Reports for $24.8M of suspect transactions, including those connected to an alleged pump-and-dump scam. The regulator [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3801,3760,3741],"tags":[2710,2711],"class_list":["post-4128","post","type-post","status-publish","format-standard","hentry","category-sec","category-sec-enforcement","category-securities-fraud","tag-pump-and-dump","tag-windsor-street-capital"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Windsor Street Capital Charged in Connection with Pump-and-Dump Scam &#8212; Investor Lawyers Blog &#8212; January 25, 2017<\/title>\n<meta name=\"description\" content=\"The US Securities and Exchange Commission has filed an administrative case against Windsor Street Capital and John D. Telfer, its laundering officer.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Windsor Street Capital Charged in Connection with Pump-and-Dump Scam &#8212; Investor Lawyers Blog &#8212; January 25, 2017\" \/>\n<meta name=\"twitter:description\" content=\"The US Securities and Exchange Commission has filed an administrative case against Windsor Street Capital and John D. Telfer, its laundering officer.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Windsor Street Capital Charged in Connection with Pump-and-Dump Scam &#8212; Investor Lawyers Blog &#8212; January 25, 2017","description":"The US Securities and Exchange Commission has filed an administrative case against Windsor Street Capital and John D. 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Telfer, its laundering officer.","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Windsor Street Capital Charged in Connection with Pump-and-Dump Scam","datePublished":"2017-01-25T19:14:47+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/"},"wordCount":430,"keywords":["pump-and-dump","Windsor Street Capital"],"articleSection":["SEC","SEC Enforcement","Securities Fraud"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/","url":"https:\/\/www.investorlawyers.com\/blog\/windsor-street-capital-charged-connection-pump-dump-scam\/","name":"Windsor Street Capital Charged in Connection with Pump-and-Dump Scam &#8212; Investor Lawyers Blog &#8212; January 25, 2017","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2017-01-25T19:14:47+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"The US Securities and Exchange Commission has filed an administrative case against Windsor Street Capital and John D. 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