{"id":4404,"date":"2007-05-03T10:27:04","date_gmt":"2007-05-03T10:27:04","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2007\/05\/securities_and_exchange_commis_2"},"modified":"2022-03-25T14:36:29","modified_gmt":"2022-03-25T19:36:29","slug":"securities-and-exchange-commis-2-2","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/","title":{"rendered":"Securities and Exchange Commission Looks At Arbitration"},"content":{"rendered":"<p>The SEC is considering a new policy that could let companies resolve shareholder complaints via arbitration. If adopted, this policy could limit a shareholder&#8217;s ability to sue the company in court.<\/p>\n<p>A move toward arbitration could shift the balance of power between corporate managements and shareholders during a time when the balance has been more and more in favor of shareholders. The change could also restrict shareholders&#8217; ability to recover financial, as well as other kinds of compensation from corporations.<\/p>\n<p>The SEC is also examining whether corporations should be allowed to change their bylaws to make room for arbitration. This type of amendment will, in some cases, require the approval of shareholders.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/\"  title=\"Continue Reading Securities and Exchange Commission Looks At Arbitration\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The SEC is considering a new policy that could let companies resolve shareholder complaints via arbitration. If adopted, this policy could limit a shareholder&#8217;s ability to sue the company in court. A move toward arbitration could shift the balance of power between corporate managements and shareholders during a time when the balance has been more [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3798,3801],"tags":[],"class_list":["post-4404","post","type-post","status-publish","format-standard","hentry","category-arbitration","category-sec"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Securities and Exchange Commission Looks At Arbitration &#8212; Investor Lawyers Blog &#8212; May 3, 2007<\/title>\n<meta name=\"description\" content=\"The SEC is considering a new policy that could let companies resolve shareholder complaints via arbitration. If adopted, this policy could limit a &#8212; May 3, 2007\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Securities and Exchange Commission Looks At Arbitration &#8212; Investor Lawyers Blog &#8212; May 3, 2007\" \/>\n<meta name=\"twitter:description\" content=\"The SEC is considering a new policy that could let companies resolve shareholder complaints via arbitration. If adopted, this policy could limit a &#8212; May 3, 2007\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Securities and Exchange Commission Looks At Arbitration &#8212; Investor Lawyers Blog &#8212; May 3, 2007","description":"The SEC is considering a new policy that could let companies resolve shareholder complaints via arbitration. 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If adopted, this policy could limit a &#8212; May 3, 2007","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Securities and Exchange Commission Looks At Arbitration","datePublished":"2007-05-03T10:27:04+00:00","dateModified":"2022-03-25T19:36:29+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/"},"wordCount":724,"articleSection":["Arbitration","SEC"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/","url":"https:\/\/www.investorlawyers.com\/blog\/securities-and-exchange-commis-2-2\/","name":"Securities and Exchange Commission Looks At Arbitration &#8212; Investor Lawyers Blog &#8212; May 3, 2007","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2007-05-03T10:27:04+00:00","dateModified":"2022-03-25T19:36:29+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"The SEC is considering a new policy that could let companies resolve shareholder complaints via arbitration. 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