{"id":4581,"date":"2008-03-13T11:57:39","date_gmt":"2008-03-13T11:57:39","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2008\/03\/exubs_executive_pleads_guilty_1"},"modified":"2022-03-29T09:10:01","modified_gmt":"2022-03-29T14:10:01","slug":"exubs-executive-pleads-guilty-1","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/exubs-executive-pleads-guilty-1\/","title":{"rendered":"Ex-UBS Executive Pleads Guilty to Insider Trading And Could Spent 90 Years in Prison"},"content":{"rendered":"

Former UBS Executive Mitchel Guttenberg is looking at a possible 90 years in prison. Guttenberg recently pled guilty to two counts of conspiracy and four counts of securities fraud<\/a> for his involvement in an insider trading scam.<\/p>\n

Prosecutors had accused Guttenberg of selling nonpublic data from UBS stock analysts about potential downgrades and upgrades to trader to David Tavdy. Tavdy then allegedly used this private information to illegally make at least $15 million for hedge funds and $10 million by trading on his own account.<\/p>\n

According to the U.S. Justice Department, Guttenberg repeatedly sold insider information to Tavdy over a nearly five-year period.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Former UBS Executive Mitchel Guttenberg is looking at a possible 90 years in prison. Guttenberg recently pled guilty to two counts of conspiracy and four counts of securities fraud for his involvement in an insider trading scam. Prosecutors had accused Guttenberg of selling nonpublic data from UBS stock analysts about potential downgrades and upgrades to […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3811],"tags":[],"class_list":["post-4581","post","type-post","status-publish","format-standard","hentry","category-insider-trading"],"yoast_head":"\nEx-UBS Executive Pleads Guilty to Insider Trading And Could Spent 90 Years in Prison — Investor Lawyers Blog — March 13, 2008<\/title>\n<meta name=\"description\" content=\"Former UBS Executive Mitchel Guttenberg is looking at a possible 90 years in prison. 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