{"id":4597,"date":"2008-04-14T12:01:58","date_gmt":"2008-04-14T12:01:58","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2008\/04\/ameriprise_settles_lawsuit_all_1"},"modified":"2022-03-25T15:07:45","modified_gmt":"2022-03-25T20:07:45","slug":"ameriprise-settles-lawsuit-all-1","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/","title":{"rendered":"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures"},"content":{"rendered":"

\t\t\t\tAmeriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company’s financial advisers of forging the signatures of at least 96 customers.<\/p>\n

The signatures were allegedly forged to make it seem that certain financial plans had been delivered when in fact they had not been sent. The New Hampshire regulators say that the advisers did this to make it appear is if their sales numbers were higher than their actual figures. <\/p>\n

Out of the settlement, $333,948 will reimburse investors and $250,000 will cover legal and investigation expenses. <\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ameriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company’s financial advisers of forging the signatures of at least 96 customers. The signatures were allegedly forged to make it seem that certain financial plans had been delivered when in fact they had not been […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3791],"tags":[],"class_list":["post-4597","post","type-post","status-publish","format-standard","hentry","category-ameriprise-securities-america"],"yoast_head":"\nAmeriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures — Investor Lawyers Blog — April 14, 2008<\/title>\n<meta name=\"description\" content=\"Ameriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company's financial advisers of — April 14, 2008\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures — Investor Lawyers Blog — April 14, 2008\" \/>\n<meta name=\"twitter:description\" content=\"Ameriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company's financial advisers of — April 14, 2008\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures — Investor Lawyers Blog — April 14, 2008","description":"Ameriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company's financial advisers of — April 14, 2008","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/","twitter_card":"summary_large_image","twitter_title":"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures — Investor Lawyers Blog — April 14, 2008","twitter_description":"Ameriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company's financial advisers of — April 14, 2008","twitter_misc":{"Written by":"Shepherd Smith Edwards & Kantas, LLP","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/"},"author":{"name":"Shepherd Smith Edwards & Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures","datePublished":"2008-04-14T12:01:58+00:00","dateModified":"2022-03-25T20:07:45+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/"},"wordCount":270,"articleSection":["Ameriprise - Securities America"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/","url":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/","name":"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures — Investor Lawyers Blog — April 14, 2008","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2008-04-14T12:01:58+00:00","dateModified":"2022-03-25T20:07:45+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"Ameriprise Financial says it will pay $3.8 million to settle a lawsuit with New Hampshire regulators accusing six of the company's financial advisers of — April 14, 2008","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/ameriprise-settles-lawsuit-all-1\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Ameriprise Settles Lawsuit Alleging That Six of Its Financial Advisers Forged Customer Signatures"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards & Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards & Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards & Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-1c9","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/4597","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=4597"}],"version-history":[{"count":3,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/4597\/revisions"}],"predecessor-version":[{"id":25595,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/4597\/revisions\/25595"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=4597"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=4597"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=4597"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}