{"id":4601,"date":"2008-04-24T16:42:15","date_gmt":"2008-04-24T16:42:15","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2008\/04\/nasaa_says_state_regulators_co"},"modified":"2022-03-25T15:18:31","modified_gmt":"2022-03-25T20:18:31","slug":"nasaa-says-state-regulators-co","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/nasaa-says-state-regulators-co\/","title":{"rendered":"NASAA Says State Regulators Continue To Investigating Auction-Rate Securities Problems Affecting Investors"},"content":{"rendered":"

\t\t\t\tThe North American Securities Administrators Association announced that a number of its members are continuing to probe complaints about auction-rate securities (ARS). They are also coordinating efforts to help investors whose money was placed by brokers in these complex investment products get access to their funds. <\/p>\n

An ARS Task Force, comprised of state securities regulators from Massachusetts, Illinois, Florida, Missouri, Georgia, New Jersey, New Hampshire, Texas, and Washington all working in their individual jurisdictions, is investigating these ARS-related complaints. <\/p>\n

NASAA President Karen Tyler, also North Dakota’s securities commissioner, says that regulators will seek the proper remedies to any violation. Tyler says that task force members are focused on determining whether any broker violations, including omission and misrepresentation, took place during the point of sale. She also stressed the securities regulators’ commitment to making sure that investors can access their funds.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The North American Securities Administrators Association announced that a number of its members are continuing to probe complaints about auction-rate securities (ARS). They are also coordinating efforts to help investors whose money was placed by brokers in these complex investment products get access to their funds. An ARS Task Force, comprised of state securities regulators […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3865,3870],"tags":[],"class_list":["post-4601","post","type-post","status-publish","format-standard","hentry","category-auction-rate-securities","category-nasaa"],"yoast_head":"\nNASAA Says State Regulators Continue To Investigating Auction-Rate Securities Problems Affecting Investors — Investor Lawyers Blog — April 24, 2008<\/title>\n<meta name=\"description\" content=\"The North American Securities Administrators Association announced that a number of its members are continuing to probe complaints about auction-rate — April 24, 2008\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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