{"id":4650,"date":"2008-08-22T18:57:35","date_gmt":"2008-08-22T18:57:35","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2008\/08\/arbitration_claims_for_consequ_1"},"modified":"2021-09-20T15:44:09","modified_gmt":"2021-09-20T20:44:09","slug":"arbitration-claims-for-consequ-1","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/arbitration-claims-for-consequ-1\/","title":{"rendered":"Arbitration Claims for Consequential Damages on Auction Rate Securities (ARS)"},"content":{"rendered":"

\t\t\t\tAfter months of uncertainty and delays, investors in Auction Rate Securities continue to receive conflicting news about their situation. While some investors may have access to funds in the near future, many have been severely damaged by this debacle and the delays. In settlements with regulators several firms were forced to acknowledge such “consequential damages” by investors <\/p>\n

A special arbitration program is currently being designed to determine claims for “consequential damages” in which some firms have agreed not to contest their own liability. The arbitrations will be conducted through the Financial Industry Regulatory Authority (FINRA), formerly the National Association of Securities Dealers (NASD). <\/p>\n

What is FINRA Arbitration?<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

After months of uncertainty and delays, investors in Auction Rate Securities continue to receive conflicting news about their situation. While some investors may have access to funds in the near future, many have been severely damaged by this debacle and the delays. In settlements with regulators several firms were forced to acknowledge such “consequential damages” […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3865],"tags":[],"class_list":["post-4650","post","type-post","status-publish","format-standard","hentry","category-auction-rate-securities"],"yoast_head":"\nArbitration Claims for Consequential Damages on Auction Rate Securities (ARS) — Investor Lawyers Blog — August 22, 2008<\/title>\n<meta name=\"description\" content=\"After months of uncertainty and delays, investors in Auction Rate Securities continue to receive conflicting news about their situation. While some — August 22, 2008\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/arbitration-claims-for-consequ-1\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Arbitration Claims for Consequential Damages on Auction Rate Securities (ARS) — Investor Lawyers Blog — August 22, 2008\" \/>\n<meta name=\"twitter:description\" content=\"After months of uncertainty and delays, investors in Auction Rate Securities continue to receive conflicting news about their situation. While some — August 22, 2008\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Arbitration Claims for Consequential Damages on Auction Rate Securities (ARS) — Investor Lawyers Blog — August 22, 2008","description":"After months of uncertainty and delays, investors in Auction Rate Securities continue to receive conflicting news about their situation. 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