{"id":5381,"date":"2013-01-07T00:00:00","date_gmt":"2013-01-07T06:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2013\/01\/sec_investor_advisory_members_1"},"modified":"2022-04-28T15:25:44","modified_gmt":"2022-04-28T20:25:44","slug":"sec-investor-advisory-members-1","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-investor-advisory-members-1\/","title":{"rendered":"SEC Investor Advisory Members to Deal with Crowdfunding, Fiduciary Standard, and Pay Ratio Disclosures"},"content":{"rendered":"\n<p>According to the Securities and Exchange Commission Investor Advisory Committee, its subcommittees are try to come up with possible recommendations about crowdfunding, a uniform fiduciary standard, and pay ratio disclosures. Also during the first quarter of this year, the SEC is expected to seek economic data that is supposed to help it decide whether it should establish a uniform fiduciary standard for investment advisers and broker-dealers that gives investment advice to retail investors.<\/p>\n<p>Under Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the committee has to \u201cadvise and consult\u201d with the Commission on its investor protection initiatives and rulemaking priorities. While the SEC is not required to act on the recommendations, it must \u201cpromptly\u201d evaluate them and disclose whether it will take related action.  The committee\u2019s first set of recommendations, to make the general solicitation ban under the Jumpstart Our Business Startups Act less stringent, was issued last year. <\/p>\n<p>At the SEC Investor Advisory Committee\u2019s January 18 meeting, subcommittee chairpersons talked about current and ongoing efforts. Investor as Purchaser subcommittee chairman Barbara Roper said that her group and the Investor Education subcommittee are working together to figure out where in a possible crowdfunding regime investors may be facing possible risks. Also, the group is trying to figure out where investor education might be most needed. <\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/sec-investor-advisory-members-1\/\"  title=\"Continue Reading SEC Investor Advisory Members to Deal with Crowdfunding, Fiduciary Standard, and Pay Ratio Disclosures\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>According to the Securities and Exchange Commission Investor Advisory Committee, its subcommittees are try to come up with possible recommendations about crowdfunding, a uniform fiduciary standard, and pay ratio disclosures. Also during the first quarter of this year, the SEC is expected to seek economic data that is supposed to help it decide whether it [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3761],"tags":[],"class_list":["post-5381","post","type-post","status-publish","format-standard","hentry","category-securities-and-exchange-commis"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SEC Investor Advisory Members to Deal with Crowdfunding, Fiduciary Standard, and Pay Ratio Disclosures &#8212; Investor Lawyers Blog &#8212; January 7, 2013<\/title>\n<meta name=\"description\" content=\"According to the Securities and Exchange Commission Investor Advisory Committee, its subcommittees are try to come up with possible recommendations about &#8212; January 7, 2013\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/sec-investor-advisory-members-1\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC Investor Advisory Members to Deal with Crowdfunding, Fiduciary Standard, and Pay Ratio Disclosures &#8212; Investor Lawyers Blog &#8212; January 7, 2013\" \/>\n<meta name=\"twitter:description\" content=\"According to the Securities and Exchange Commission Investor Advisory Committee, its subcommittees are try to come up with possible recommendations about &#8212; January 7, 2013\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SEC Investor Advisory Members to Deal with Crowdfunding, Fiduciary Standard, and Pay Ratio Disclosures &#8212; 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