{"id":543,"date":"2009-07-16T13:17:55","date_gmt":"2009-07-16T13:17:55","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2009\/07\/stockbroker_fraud_law_firm_she_2"},"modified":"2009-07-16T13:17:55","modified_gmt":"2009-07-16T13:17:55","slug":"stockbroker-fraud-law-firm-she-2","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/stockbroker-fraud-law-firm-she-2\/","title":{"rendered":"Stockbroker Fraud Law Firm Shepherd Smith Edwards & Kantas LTD LLP Files Claims Against Morgan Keegan Following SEC Wells Notice"},"content":{"rendered":"

\t\t\t\tLast week, the Staff of the Atlanta Regional Office of the US Securities and Exchange Commission sent Morgan Keegan & Co, Inc., Morgan Asset Management, Inc., and three employees a “Wells” notice. The notice stated the Staff’s intention to recommend that the Commission bring enforcement actions over possible federal securities laws violations. Morgan Keegan, is a subsidiary of Regions Financial Corporation.<\/p>\n

The Staff had been investigating a number of mutual funds that Morgan Asset Management had previously managed. In light of the Wells notice, the securities fraud law firm <\/a>of Shepherd Smith Edwards & Kantas LTD LLP is continuing to file arbitration claims against Morgan Keegan for covering up the risks associated with their bond funds. <\/p>\n

Our investor clients are accusing Morgan Keegan of selling specific funds that it promoted as relatively conservative investments when in fact, the funds were exposed to subprime mortgage securities, collateral debt obligations, and other high risk debt instruments. Investors are alleging that Morgan Keegan took part in a scam that defrauded investors of certain bond funds while misrepresenting their degree of involvement in more high risk investments. As a result, our investor clients suffered major financial losses after the subprime mortgage market collapsed.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Last week, the Staff of the Atlanta Regional Office of the US Securities and Exchange Commission sent Morgan Keegan & Co, Inc., Morgan Asset Management, Inc., and three employees a “Wells” notice. The notice stated the Staff’s intention to recommend that the Commission bring enforcement actions over possible federal securities laws violations. Morgan Keegan, is […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3798,3773,3752,3858,3898],"tags":[],"class_list":["post-543","post","type-post","status-publish","format-standard","hentry","category-arbitration","category-broker-fraud","category-financial-firms","category-morgan-keegan","category-regions-financial-corporation"],"yoast_head":"\nStockbroker Fraud Law Firm Shepherd Smith Edwards & Kantas LTD LLP Files Claims Against Morgan Keegan Following SEC Wells Notice — Investor Lawyers Blog — July 16, 2009<\/title>\n<meta name=\"description\" content=\"Last week, the Staff of the Atlanta Regional Office of the US Securities and Exchange Commission sent Morgan Keegan & Co, Inc., Morgan Asset — July 16, 2009\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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