{"id":5529,"date":"2013-11-11T00:00:00","date_gmt":"2013-11-11T06:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2013\/11\/sec_may_propose_new_swaps_marg_1"},"modified":"2022-03-10T16:39:05","modified_gmt":"2022-03-10T22:39:05","slug":"sec-may-propose-new-swaps-marg-1","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-may-propose-new-swaps-marg-1\/","title":{"rendered":"SEC May Propose New Swaps Margins &#038; Title VII Rules"},"content":{"rendered":"\n<p>At a Securities Industry and Financial Markets Association conference last month, the Securities and Exchange Commission\u2019s Division of Trading and Markets acting director John Ramsay said that the regulator will likely consider reworking a 2012 proposal that would establish margin requirements on specific swap trades now that international financial supervisors have established new margin requirements. It was The International Organization of Securities Commissions and the Basel Committee on Banking Supervision that issued the document setting up a final framework for margin requirements related to non-centrally cleared derivatives. <\/p>\n<p>Ramsey said that in the wake of this document, the proposed rules that the SEC might withdraw are the ones that affect margin requirements as they pertain to certain swaps. The structure set up by the Basel-IOSCO document partially puts into place specific margin requirements on financial firms and the systematically integral non-financial entities that take part in non-centrally cleared derivatives transactions. <\/p>\n<p>The regulator\u2019s earlier proposal would have established margin requirements for security-based swap dealers and major swap participants while upping the minimum net capital requirements for brokerage firms allowed to implement the alternative internal model-based method to compute net capital. Now, however, said Ramsey, the agency could propose a new rule to make sure there is comment on a \u201cfull range of initiatives,\u201d including the ones addressed in the Basel-IOSCO document.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/sec-may-propose-new-swaps-marg-1\/\"  title=\"Continue Reading SEC May Propose New Swaps Margins &#038; Title VII Rules\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>At a Securities Industry and Financial Markets Association conference last month, the Securities and Exchange Commission\u2019s Division of Trading and Markets acting director John Ramsay said that the regulator will likely consider reworking a 2012 proposal that would establish margin requirements on specific swap trades now that international financial supervisors have established new margin requirements. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3760,3761,3966],"tags":[],"class_list":["post-5529","post","type-post","status-publish","format-standard","hentry","category-sec-enforcement","category-securities-and-exchange-commis","category-securitybased-swaps"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SEC May Propose New Swaps Margins &amp; Title VII Rules &#8212; Investor Lawyers Blog &#8212; November 11, 2013<\/title>\n<meta name=\"description\" content=\"At a Securities Industry and Financial Markets Association conference last month, the Securities and Exchange Commission\u2019s Division of Trading and Markets &#8212; November 11, 2013\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/sec-may-propose-new-swaps-marg-1\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC May Propose New Swaps Margins &amp; 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