{"id":5637,"date":"2014-05-21T00:00:00","date_gmt":"2014-05-21T05:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2014\/05\/finra_conducts_170_probes_into"},"modified":"2022-05-05T15:36:02","modified_gmt":"2022-05-05T20:36:02","slug":"finra-conducts-170-probes-into","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/","title":{"rendered":"FINRA Conducts 170 Probes Into Possible Algorithmic Abuse"},"content":{"rendered":"\n<p>The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to <a href=\"https:\/\/www.securities-fraud-attorneys.com\">algorithmic abuses<\/a>. The self-regulatory agency is currently conducting about 170 investigations into this matter.<\/p>\n<p>FINRA wants to find out if any brokerage firms either engaged in algorithmic abuses to trade or did not properly supervises advisers who committed such abuses. The SRO is worried that there are algorithms that are specifically intended set off illegal, manipulative behaviors on the market. <\/p>\n<p>The use of algorithms to influence the markets have garnered lots of attention lately, specially with the release of author Michael Lewis\u2019s book, \u201cFlash Boys: A Wall Street Revolt.\u201d He contends that high-frequency traders have the greater advantage because their extremely fast computers can manipulate stock prices to their benefit. <\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/\"  title=\"Continue Reading FINRA Conducts 170 Probes Into Possible Algorithmic Abuse\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to algorithmic abuses. The self-regulatory agency is currently conducting about 170 investigations into this matter. FINRA wants to find out if any brokerage firms either engaged in algorithmic abuses to trade or did not properly supervises advisers who committed [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3739,3946],"tags":[3435,2598],"class_list":["post-5637","post","type-post","status-publish","format-standard","hentry","category-finra","category-highfrequency-traders","tag-algorithmic-fraud","tag-high-frequency-trading"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Conducts 170 Probes Into Possible Algorithmic Abuse &#8212; Investor Lawyers Blog &#8212; May 21, 2014<\/title>\n<meta name=\"description\" content=\"The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to algorithmic abuses. The self-regulatory &#8212; May 21, 2014\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Conducts 170 Probes Into Possible Algorithmic Abuse &#8212; Investor Lawyers Blog &#8212; May 21, 2014\" \/>\n<meta name=\"twitter:description\" content=\"The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to algorithmic abuses. The self-regulatory &#8212; May 21, 2014\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Conducts 170 Probes Into Possible Algorithmic Abuse &#8212; Investor Lawyers Blog &#8212; May 21, 2014","description":"The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to algorithmic abuses. The self-regulatory &#8212; May 21, 2014","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/","twitter_card":"summary_large_image","twitter_title":"FINRA Conducts 170 Probes Into Possible Algorithmic Abuse &#8212; Investor Lawyers Blog &#8212; May 21, 2014","twitter_description":"The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to algorithmic abuses. The self-regulatory &#8212; May 21, 2014","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"FINRA Conducts 170 Probes Into Possible Algorithmic Abuse","datePublished":"2014-05-21T05:00:00+00:00","dateModified":"2022-05-05T20:36:02+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/"},"wordCount":364,"keywords":["algorithmic fraud","High-frequency trading"],"articleSection":["FINRA","High-Frequency Traders"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/","url":"https:\/\/www.investorlawyers.com\/blog\/finra-conducts-170-probes-into\/","name":"FINRA Conducts 170 Probes Into Possible Algorithmic Abuse &#8212; Investor Lawyers Blog &#8212; May 21, 2014","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"datePublished":"2014-05-21T05:00:00+00:00","dateModified":"2022-05-05T20:36:02+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"The Financial Industry Regulatory Authority says that is looking to identify and stop trading incidents linked to algorithmic abuses. 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