{"id":5641,"date":"2014-07-30T00:00:00","date_gmt":"2014-07-30T05:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2014\/07\/deutsche_bank_ubs_being_probed_1"},"modified":"2022-05-05T15:37:45","modified_gmt":"2022-05-05T20:37:45","slug":"deutsche-bank-ubs-being-probed-1","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/deutsche-bank-ubs-being-probed-1\/","title":{"rendered":"Deutsche Bank, UBS Are Probed Over Dark Pools & High-Frequency Trading, While An Investor Sue Barclays"},"content":{"rendered":"\n

Deutsche Bank AG (DB) and UBS AG (UBS) <\/a>have disclosed that they are cooperating with regulators investigating dark pool trading venues and high frequency trading venues. Currently a number of banks are under investigation. <\/p>\n

UBS says that among those probing its dark pool operation, which is consider the largest in the U.S. according to trade volume, are the Financial Industry Regulatory Authority, the U.S. Securities and Exchange Commission, and New York Attorney General Eric Schneiderman. The bank says it is one of many defendants named in related class action lawsuits over dark pool trading. <\/p>\n

Meantime, Deutsche Bank also says that it too has gotten requests from certain regulators for data about high frequency trading. The bank\u2019s dark pool is known as the SuperX European Broker Crossing System. Deutsche Bank is a defendant in a class action case claiming that high frequency trading may have violated U.S. securities laws. <\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Deutsche Bank AG (DB) and UBS AG (UBS) have disclosed that they are cooperating with regulators investigating dark pool trading venues and high frequency trading venues. Currently a number of banks are under investigation. UBS says that among those probing its dark pool operation, which is consider the largest in the U.S. according to trade […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3818,3752,3755],"tags":[],"class_list":["post-5641","post","type-post","status-publish","format-standard","hentry","category-deutsche-bank","category-financial-firms","category-ubs"],"yoast_head":"\nDeutsche Bank, UBS Are Probed Over Dark Pools & High-Frequency Trading, While An Investor Sue Barclays — Investor Lawyers Blog — July 30, 2014<\/title>\n<meta name=\"description\" content=\"Deutsche Bank AG (DB) and UBS AG (UBS) have disclosed that they are cooperating with regulators investigating dark pool trading venues and high frequency — July 30, 2014\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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