{"id":569,"date":"2009-09-12T01:08:38","date_gmt":"2009-09-12T01:08:38","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2009\/09\/texas_securities_commissioner"},"modified":"2022-03-09T15:56:23","modified_gmt":"2022-03-09T21:56:23","slug":"texas-securities-commissioner","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/texas-securities-commissioner\/","title":{"rendered":"Texas Securities Commissioner, Appointed New President of Nationwide Association of Regulators, Seeks Additional Investigations into Wall Street Fraud"},"content":{"rendered":"

\t\t\t\tThe incoming head of the North American Securities Administrators Association, Denise Voigt Crawford, is warning brokerage firms that more enforcement actions over Wall Street fraud are likely to follow. Crawford is also the Texas Securities Commissioner. She will formally assume her role as NASAA president on September 15. <\/p>\n

In her new role, Crawford plans on playing a key role in the government’s plans for regulatory reform. She wants the states to have a more prominent position when it comes to regulatory oversight. <\/p>\n

At this time, state regulators only supervise investment advisors that are managing assets of $25 million or below. She wants states to regulate investment advisors with assets as high as $100 million. Since most of these firms are located in regional areas, Crawford says it is easier for state regulators to oversee them.<\/p>\n

Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The incoming head of the North American Securities Administrators Association, Denise Voigt Crawford, is warning brokerage firms that more enforcement actions over Wall Street fraud are likely to follow. Crawford is also the Texas Securities Commissioner. She will formally assume her role as NASAA president on September 15. 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