{"id":5805,"date":"2015-06-11T00:00:00","date_gmt":"2015-06-11T05:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2015\/06\/renowned_money_manager_who_was"},"modified":"2022-05-06T15:46:08","modified_gmt":"2022-05-06T20:46:08","slug":"renowned-money-manager-who-was","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/renowned-money-manager-who-was\/","title":{"rendered":"Renowned Money Manager Who Was Fired from Merrill Lynch is Named in Several Investor Fraud Cases"},"content":{"rendered":"

Thomas J. Buck, the money manager who was let go from Merrill Lynch <\/a> (MER) earlier this year, is the subject of several investor complaints alleging misrepresentation, unauthorized trading, and other wrongdoing. The cases could impact his new position at RBC Wealth Management.<\/p>\n

The Financial Industry Regulatory Authority says there have been five complaints against the high-profile broker, who was fired from Merrill Lynch after more than three decades with the broker-dealer. The firm cited \u201closs of confidence\u201d and a number of compliance lapses as reasons for the termination.<\/p>\n

One investor is claiming losses caused by allegedly excessive trading and unsuitable investment recommendations. The investor is asking for $125K in damages. Four other claims are still pending. \n<\/p>\n

Continue Reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

Thomas J. Buck, the money manager who was let go from Merrill Lynch (MER) earlier this year, is the subject of several investor complaints alleging misrepresentation, unauthorized trading, and other wrongdoing. The cases could impact his new position at RBC Wealth Management. The Financial Industry Regulatory Authority says there have been five complaints against the […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3752,3800],"tags":[],"class_list":["post-5805","post","type-post","status-publish","format-standard","hentry","category-financial-firms","category-merrill-lynch"],"yoast_head":"\nRenowned Money Manager Who Was Fired from Merrill Lynch is Named in Several Investor Fraud Cases — Investor Lawyers Blog — June 11, 2015<\/title>\n<meta name=\"description\" content=\"Thomas J. 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