{"id":5880,"date":"2015-11-28T00:00:00","date_gmt":"2015-11-28T06:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2015\/11\/sec_sets_deadline_for_new_fidu"},"modified":"2015-11-28T00:00:00","modified_gmt":"2015-11-28T06:00:00","slug":"sec-sets-deadline-for-new-fidu","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/sec-sets-deadline-for-new-fidu\/","title":{"rendered":"SEC Sets Deadline for New Fiduciary Standard"},"content":{"rendered":"<p>The Securities and Exchange Commission\u2019s Office of Management and Budget says to expect the notice of proposed rulemaking for the Personalized Investment Advice Standard of Conduct in October 2016. The SEC\u2019s fiduciary standard rule has been anticipated ever since 2010 when the Dodd-Frank Act gave the regulator the authority to proceed with such a rule.<\/p>\n<p>A new fiduciary rule would mandate that both advisers and brokers who give financial advice do so in their clients\u2019 best interests. Now that the proposed rule isn\u2019t expected for nearly another year, the SEC will be able to see what happens with the Department of Labor\u2019s own proposed fiduciary rule, which is expected to be finalized early in 2016.<\/p>\n<p> <a href=\"https:\/\/www.investorlawyers.com\/blog\/sec-sets-deadline-for-new-fidu\/#more-5880\" class=\"more-link\">Continue Reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The Securities and Exchange Commission\u2019s Office of Management and Budget says to expect the notice of proposed rulemaking for the Personalized Investment Advice Standard of Conduct in October 2016. The SEC\u2019s fiduciary standard rule has been anticipated ever since 2010 when the Dodd-Frank Act gave the regulator the authority to proceed with such a rule. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3760,3795,3761],"tags":[3563],"class_list":["post-5880","post","type-post","status-publish","format-standard","hentry","category-sec-enforcement","category-sec-settlements","category-securities-and-exchange-commis","tag-fiduciary-standard"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>SEC Sets Deadline for New Fiduciary Standard &#8212; Investor Lawyers Blog &#8212; November 28, 2015<\/title>\n<meta name=\"description\" content=\"The Securities and Exchange Commission\u2019s Office of Management and Budget says to expect the notice of proposed rulemaking for the Personalized Investment &#8212; November 28, 2015\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/sec-sets-deadline-for-new-fidu\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC Sets Deadline for New Fiduciary Standard &#8212; 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