{"id":6017,"date":"2016-08-23T00:00:00","date_gmt":"2016-08-23T05:00:00","guid":{"rendered":"https:\/\/institutionalinvestorsecuritiesblog.blawgcloud.com\/2016\/08\/apollo_global_management_settl"},"modified":"2022-05-18T15:37:15","modified_gmt":"2022-05-18T20:37:15","slug":"apollo-global-management-settl","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/apollo-global-management-settl\/","title":{"rendered":"Apollo Global Management Settles Supervisory and Disclosure Failure Charges for $52.7M"},"content":{"rendered":"\n<p>Apollo Global Management (APO) has agreed to settle for $52.7M allegations that the firm misled fund investors regarding fees and a loan agreement, as well as failed to supervise a senior partner. The settlement was reached with the U.S. Securities and Exchange Commission, which found during its probe that Apollo advisers did not adequately disclose benefits they obtained. This ended up harming fund investors. <\/p>\n<p>Four private equity fund advisors will  be paying part of the settlement include: <\/p>\n<p>\u00b7      Apollo Management V, LP<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/apollo-global-management-settl\/\"  title=\"Continue Reading Apollo Global Management Settles Supervisory and Disclosure Failure Charges for $52.7M\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Apollo Global Management (APO) has agreed to settle for $52.7M allegations that the firm misled fund investors regarding fees and a loan agreement, as well as failed to supervise a senior partner. The settlement was reached with the U.S. Securities and Exchange Commission, which found during its probe that Apollo advisers did not adequately disclose [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3967,3760,3795,3761],"tags":[2858],"class_list":["post-6017","post","type-post","status-publish","format-standard","hentry","category-failure-to-supervise","category-sec-enforcement","category-sec-settlements","category-securities-and-exchange-commis","tag-apollo-global-management"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Apollo Global Management Settles Supervisory and Disclosure Failure Charges for $52.7M &#8212; Investor Lawyers Blog &#8212; August 23, 2016<\/title>\n<meta name=\"description\" content=\"Apollo Global Management (APO) has agreed to settle for $52.7M allegations that the firm misled fund investors regarding fees and a loan agreement, as &#8212; August 23, 2016\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/apollo-global-management-settl\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Apollo Global Management Settles Supervisory and Disclosure Failure Charges for $52.7M &#8212; Investor Lawyers Blog &#8212; August 23, 2016\" \/>\n<meta name=\"twitter:description\" content=\"Apollo Global Management (APO) has agreed to settle for $52.7M allegations that the firm misled fund investors regarding fees and a loan agreement, as &#8212; August 23, 2016\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Apollo Global Management Settles Supervisory and Disclosure Failure Charges for $52.7M &#8212; 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