{"id":616,"date":"2009-12-18T12:36:52","date_gmt":"2009-12-18T12:36:52","guid":{"rendered":"https:\/\/www.stockbrokerfraudblog.com\/2009\/12\/citigroup_jp_morgan_chase_morg"},"modified":"2009-12-18T12:36:52","modified_gmt":"2009-12-18T12:36:52","slug":"citigroup-jp-morgan-chase-morg","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/citigroup-jp-morgan-chase-morg\/","title":{"rendered":"Citigroup, J.P Morgan Chase, Morgan Stanley and Other Firms Added to Investigation of Goldman Sachs over “Front-Running” of Research"},"content":{"rendered":"

\t\t\t\tThe Financial Industry Regulatory Authority ( FINRA) has launched an investigation into improper trading in advance of stock research and ratings at Citigroup, J.P. Morgan Chase, Morgan Stanley and ten other financial firms, it was reported today by the Wall Street Journal and Reuters News Service. <\/p>\n

FINRA – formerly the National Association of Securities Dealers (NASD) \u2013 has since August examined weekly meetings at Goldman Sachs where research analysts offer tips to traders and then to big clients. According to the Wall Street Journal, this examination has now been expanded to include ten other firms and FINRA is now seeking information concerning any meetings where unpublished research opinions or trading ideas were disclosed to non-research employees or clients. <\/p>\n

“FINRA does not reveal names of firms that have received sweep letters,” said its spokesman Herb Perone to Reuters. Citigroup, JPMorgan and Morgan Stanley could reportedly not be reached immediately for comment.
\n Continue Reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

The Financial Industry Regulatory Authority ( FINRA) has launched an investigation into improper trading in advance of stock research and ratings at Citigroup, J.P. Morgan Chase, Morgan Stanley and ten other financial firms, it was reported today by the Wall Street Journal and Reuters News Service. FINRA – formerly the National Association of Securities Dealers […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3820,3754,3797,3787],"tags":[],"class_list":["post-616","post","type-post","status-publish","format-standard","hentry","category-citigroup","category-goldman-sachs-1","category-j-p-morgan-chase","category-morgan-stanley"],"yoast_head":"\nCitigroup, J.P Morgan Chase, Morgan Stanley and Other Firms Added to Investigation of Goldman Sachs over "Front-Running" of Research — Investor Lawyers Blog — December 18, 2009<\/title>\n<meta name=\"description\" content=\"The Financial Industry Regulatory Authority ( FINRA) has launched an investigation into improper trading in advance of stock research and ratings at — December 18, 2009\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/citigroup-jp-morgan-chase-morg\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Citigroup, J.P Morgan Chase, Morgan Stanley and Other Firms Added to Investigation of Goldman Sachs over "Front-Running" of Research — Investor Lawyers Blog — December 18, 2009\" \/>\n<meta name=\"twitter:description\" content=\"The Financial Industry Regulatory Authority ( FINRA) has launched an investigation into improper trading in advance of stock research and ratings at — December 18, 2009\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards & Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Citigroup, J.P Morgan Chase, Morgan Stanley and Other Firms Added to Investigation of Goldman Sachs over \"Front-Running\" of Research — Investor Lawyers Blog — December 18, 2009","description":"The Financial Industry Regulatory Authority ( FINRA) has launched an investigation into improper trading in advance of stock research and ratings at — December 18, 2009","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/citigroup-jp-morgan-chase-morg\/","twitter_card":"summary_large_image","twitter_title":"Citigroup, J.P Morgan Chase, Morgan Stanley and Other Firms Added to Investigation of Goldman Sachs over \"Front-Running\" of Research — Investor Lawyers Blog — December 18, 2009","twitter_description":"The Financial Industry Regulatory Authority ( FINRA) has launched an investigation into improper trading in advance of stock research and ratings at — December 18, 2009","twitter_misc":{"Written by":"Shepherd Smith Edwards & Kantas, LLP","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/citigroup-jp-morgan-chase-morg\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/citigroup-jp-morgan-chase-morg\/"},"author":{"name":"Shepherd Smith Edwards & Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Citigroup, J.P Morgan Chase, Morgan Stanley and Other Firms Added to Investigation of Goldman Sachs over “Front-Running” of Research","datePublished":"2009-12-18T12:36:52+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/citigroup-jp-morgan-chase-morg\/"},"wordCount":247,"articleSection":["Citigroup","Goldman Sachs Group, Inc","J P Morgan - 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