{"id":6645,"date":"2018-10-31T15:54:35","date_gmt":"2018-10-31T20:54:35","guid":{"rendered":"http:\/\/www.investorlawyers.com\/?p=6645"},"modified":"2018-10-31T15:54:35","modified_gmt":"2018-10-31T20:54:35","slug":"finra-bars-third-ex-morgan-stanley-broker","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/","title":{"rendered":"FINRA Bars Another Ex-Morgan Stanley Broker"},"content":{"rendered":"<p>\t\t\t\tFor the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another <a href=\"https:\/\/www.investorlawyers.com\/investor-claims\/brokerage-firm-misconduct\/morgan-stanley\/\">Morgan Stanley (MS) broker.<\/a> The brokerage firm had fired financial adviser Bruce Plyer in late 2016 in the wake of allegations that he executed trades in a client\u2019s account without authorization. Now, the self-regulatory organization is barring Plyer after he failed to appear and give testimony into FINRA&#8217;s probe into the matter.<\/p>\n<p>Plyer has accepted and consented to FINRA\u2019s findings, but he is not admitting to or denying any of them.<\/p>\n<p>After being let go from Morgan Stanley, he was registered for a short time with International Assets Advisory until he left the industry early last year.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/\"  title=\"Continue Reading FINRA Bars Another Ex-Morgan Stanley Broker\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>For the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another Morgan Stanley (MS) broker. The brokerage firm had fired financial adviser Bruce Plyer in late 2016 in the wake of allegations that he executed trades in a client\u2019s account without authorization. Now, the self-regulatory organization is [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":6648,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3762,3752,3739,4049,3787],"tags":[3174,2283],"class_list":["post-6645","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-current-investigations","category-financial-firms","category-finra","category-industry-bars","category-morgan-stanley","tag-bruce-plyer","tag-morgan-stanley"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Another Ex-Morgan Stanley Broker &#8212; Investor Lawyers Blog &#8212; October 31, 2018<\/title>\n<meta name=\"description\" content=\"For the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another Morgan Stanley (MS) broker. The brokerage firm had fired financial adviser Bruce Plyer.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Another Ex-Morgan Stanley Broker &#8212; Investor Lawyers Blog &#8212; October 31, 2018\" \/>\n<meta name=\"twitter:description\" content=\"For the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another Morgan Stanley (MS) broker. The brokerage firm had fired financial adviser Bruce Plyer.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Another Ex-Morgan Stanley Broker &#8212; Investor Lawyers Blog &#8212; October 31, 2018","description":"For the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another Morgan Stanley (MS) broker. The brokerage firm had fired financial adviser Bruce Plyer.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars Another Ex-Morgan Stanley Broker &#8212; Investor Lawyers Blog &#8212; October 31, 2018","twitter_description":"For the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another Morgan Stanley (MS) broker. The brokerage firm had fired financial adviser Bruce Plyer.","twitter_image":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg","twitter_misc":{"Written by":"Shepherd Smith Edwards &amp; Kantas, LLP","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"FINRA Bars Another Ex-Morgan Stanley Broker","datePublished":"2018-10-31T20:54:35+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/"},"wordCount":525,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg","keywords":["Bruce Plyer","Morgan Stanley"],"articleSection":["Current Investigations","Financial Firms","FINRA","Industry Bars","Morgan Stanley"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/","url":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/","name":"FINRA Bars Another Ex-Morgan Stanley Broker &#8212; Investor Lawyers Blog &#8212; October 31, 2018","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#primaryimage"},"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg","datePublished":"2018-10-31T20:54:35+00:00","author":{"@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"description":"For the third time this month, The Financial Industry Regulatory Authority\u00a0 has announced that it has barred yet another Morgan Stanley (MS) broker. The brokerage firm had fired financial adviser Bruce Plyer.","breadcrumb":{"@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#primaryimage","url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg","contentUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg","width":880,"height":250,"caption":""},{"@type":"BreadcrumbList","@id":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-third-ex-morgan-stanley-broker\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.investorlawyers.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Bars Another Ex-Morgan Stanley Broker"}]},{"@type":"WebSite","@id":"https:\/\/www.investorlawyers.com\/blog\/#website","url":"https:\/\/www.investorlawyers.com\/blog\/","name":"Investor Lawyers Blog","description":"Published By Investment Fraud Attorneys \u2014 Shepherd Smith Edwards &amp; Kantas, LLP","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.investorlawyers.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431","name":"Shepherd Smith Edwards &amp; Kantas, LLP","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/c7f8f04990816cd4044977eb59908da8c8d1ae487cc919cebd7027b74a0740a3?s=96&d=mm&r=g","caption":"Shepherd Smith Edwards &amp; Kantas, LLP"},"sameAs":["https:\/\/www.investorlawyers.com\/"]}]}},"jetpack_featured_media_url":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/did-not-get-fired.jpg","jetpack_shortlink":"https:\/\/wp.me\/pedX9K-1Jb","_links":{"self":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/6645","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/comments?post=6645"}],"version-history":[{"count":0,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/posts\/6645\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media\/6648"}],"wp:attachment":[{"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/media?parent=6645"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/categories?post=6645"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.investorlawyers.com\/blog\/wp-json\/wp\/v2\/tags?post=6645"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}