{"id":6667,"date":"2018-11-14T16:54:11","date_gmt":"2018-11-14T22:54:11","guid":{"rendered":"http:\/\/www.investorlawyers.com\/?p=6667"},"modified":"2018-11-14T16:54:11","modified_gmt":"2018-11-14T22:54:11","slug":"finra-bars-ex-texas-based-brokers-from-merrill-lynch-and-rbc-capital-markets","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/finra-bars-ex-texas-based-brokers-from-merrill-lynch-and-rbc-capital-markets\/","title":{"rendered":"FINRA Bars Ex-Texas Based Brokers from Merrill Lynch and RBC Capital Markets"},"content":{"rendered":"<p>\t\t\t\tThe <a href=\"http:\/\/www.finra.org\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority <\/a>has barred three more former brokers in the wake of <a href=\"https:\/\/www.investorlawyers.com\/investor-claims\/broker-misconduct\/\">fraud allegations<\/a> against them. Two of them were based in Texas. They are:<\/p>\n<ul>\n<li>Former <a href=\"https:\/\/www.investorlawyers.com\/investor-claims\/brokerage-firm-misconduct\/merrill-lynch\/\">Merrill Lynch broker<\/a> Terrance Hood<\/li>\n<li>Ex-RBC Capital Markets broker Jonathan Freehill<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/finra-bars-ex-texas-based-brokers-from-merrill-lynch-and-rbc-capital-markets\/\"  title=\"Continue Reading FINRA Bars Ex-Texas Based Brokers from Merrill Lynch and RBC Capital Markets\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The Financial Industry Regulatory Authority has barred three more former brokers in the wake of fraud allegations against them. Two of them were based in Texas. They are: Former Merrill Lynch broker Terrance Hood Ex-RBC Capital Markets broker Jonathan Freehill Continue Reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":6409,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3739,4049,3750],"tags":[3179,3180,3093,2696,3181,3182],"class_list":["post-6667","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-finra","category-industry-bars","category-texas-securities-fraud","tag-david-ferwerda","tag-jonathan-freehill","tag-merrill-lynch","tag-rbc-capital-markets","tag-signature-investors","tag-terrance-hood"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Ex-Texas Based Brokers from Merrill Lynch and RBC Capital Markets &#8212; Investor Lawyers Blog &#8212; November 14, 2018<\/title>\n<meta name=\"description\" content=\"FINRA has barred three more former brokers in the wake of fraud allegations against them including former Merrill Lynch broker.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/finra-bars-ex-texas-based-brokers-from-merrill-lynch-and-rbc-capital-markets\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Ex-Texas Based Brokers from Merrill Lynch and RBC Capital Markets &#8212; 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